SEC Form 4 · accession 0001415889-17-001871
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Turner
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | P | 333 | $20.25 | A | 23,061 | D | |
| Common StockF2 | holding | — | — | — | 40,686 | I | Profit Sharing |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired since last report pursuant to Company DRIP program.
- F2Includes shares acquired since last report pursuant to Company profit sharing trust.