SEC Form 4 · accession 0001196018-26-000002
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Turner
Director
Period of report
Jun 2, 2026
Accepted (ET)
Jun 4, 2026 · 12:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2026 | A | 500 | $0.00 | A | 500 | D | |
| Common StockF2 | holding | — | — | — | 63,410 | I | By Profit Sharing Trust | |
| Common Stock | holding | — | — | — | 50,341 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents unvested restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs will fully vest on June 2, 2027, subject to the reporting person's continued service through the vesting date.
- F2Includes shares acquired since the last report pursuant to the Company's DRIP program.