SEC Form 4 · accession 0001415889-18-001242
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen L Bruegenhemke
Officer — SENIOR VICE PRESIDENT · Director
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2018 | P | 328 | $21.70 | A | 16,556 | D | |
| Common StockF2 | holding | — | — | — | 3,534 | I | IRA | |
| Common StockF3 | holding | — | — | — | 43,709 | I | Profit Sharing Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired since last report pursuant to Company DRIP program and July 1. 2018 4% Stock Dividend.
- F2Includes shares acquired since last report pursuant to the Company's July 1, 2018 4% stock dividend.
- F3Includes shares acquired since last report pursuant to Company profit sharing trust.