SEC Form 4 · accession 0001949215-26-000004
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawna M. Hettinger
Director
Period of report
Aug 26, 2026
Accepted (ET)
Aug 28, 2026 · 2:53 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2026 | P | 645 | $38.75 | A | 4,769 | D | |
| Common StockF2 | Aug 27, 2026 | P | 654 | $38.20 | A | 5,424 | D | |
| Common StockF3 | holding | — | — | — | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.62 to $38.75 inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc. any security holding of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.20 to $38.28 inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc. any security holding of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F3Represents unvested restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs will fully vest on June 2, 2027.