SEC Form 4 · accession 0001415889-17-000318
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen L Bruegenhemke
Officer — SENIOR VICE PRESIDENT
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | P | 500 | $19.95 | A | 13,620 | D | |
| Common Stock | holding | — | — | — | 3,269 | I | IRA | |
| Common StockF2 | holding | — | — | — | 39,599 | I | Profit Sharing Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired since last report pursuant to Company DRIP program.
- F2Includes shares acquired since last report pursuant to Company profit sharing trust.