SEC Form 4 · accession 0000893847-26-000072
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Holtaway
Director
Period of report
Jun 2, 2026
Accepted (ET)
Jun 4, 2026 · 12:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2026 | A | 500 | $0.00 | A | 500 | D | |
| Common Stock | holding | — | — | — | 28,500 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 342,390 | I | By Ategra Community Financial Institution Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents unvested restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs will fully vest on June 2, 2027, subject to the reporting person's continued service through the vesting date.
- F2The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.