SEC Form 4 · accession 0001415889-16-007508
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E. Burkhead
Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2016 | P | 502 | $15.85 | A | 4,508 | D | |
| Common StockF1 | Nov 30, 2016 | P | 500 | $17.40 | A | 5,008 | D | |
| Common StockF1 | Nov 30, 2016 | P | 1,506 | $17.307 | A | 6,514 | D | |
| Common StockF1 | Nov 30, 2016 | P | 15 | $17.1386 | A | 6,529 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired since last report pursuant to Company DRIP program.