SEC Form 4 · accession 0001415889-18-001799
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen L Bruegenhemke
Officer — SENIOR VICE PRESIDENT · Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 19, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2018 | P | 500 | $23.31 | A | 17,806 | D | |
| Common Stock | holding | — | — | — | 3,534 | I | IRA | |
| Common StockF2 | holding | — | — | — | 43,897 | I | Profit Sharing Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired since last report pursuant to Company DRIP program.
- F2Includes shares acquired since last report pursuant to Company profit sharing trust.