SEC Form 4 · accession 0001415889-18-001802
HAWTHORN BANCSHARES, INC. · HWBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gus Seitter Wetzel III
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 19, 2018 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000893847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | P | 1,000 | $23.31 | A | 3,633 | I | By Wetzel Revocable Trust |
| Common StockF1 | holding | — | — | — | 91,052 | I | By Wetzel Investments, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person holds a minority ownership interest in Wetzel Investments, Ltd. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.