Company · CIK 0000886982 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE

GOLDMAN SACHS GROUP INC · GS

Insider activity reported against this company. All insider holders · Files at: ATTO, QVCGP, APUR, BNFT, ENLC, ENLK, COLD, GSBD and 16 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $3,171 · 1sales $355.1M · 91net −$355.1M

Open-market trades as an insider elsewherebuys $42.5M · 56sales $5.81B · 43net −$5.76B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 24, 2017 FMForm 4 →	Jan 26, 2:01 pm EST	Richard J GnoddeVice Chairman	61,428	$232.67	$3,978,890	195,153	—	plan?
Jan 24, 2017 FMForm 4 →	Jan 26, 2:00 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	91,388	$232.67	$7,408,445	1,522,339	—	plan?
Jan 23, 2017 JForm 4 →	Jan 24, 6:56 pm EST	Gary D CohnFormer Director, Pres. and COO, Director	308,859	$232.57	$71,831,148	940,908	—	plan?
Jan 19, 2017 SForm 4 →	Jan 23, 2:11 pm EST	Debora L SparDirector	200	$234.07	$46,814	0	−100%	plan?
Jan 19, 2017 SForm 4 →	Jan 23, 2:03 pm EST	James A JohnsonDirector	11,600	$233.99	$2,714,243	0	−100%	plan?
Jan 19, 2017 MForm 4 →	Jan 23, 2:03 pm EST	James A JohnsonDirector	11,600	$204.16	$2,368,256	11,600	—	plan?
Jan 19, 2017 SForm 4 →	Jan 20, 2:16 pm EST	Harvey M SchwartzPresident and Co-COO; CFO	25,000	$233.99	$5,849,718	251,256	−9.05%	plan?
Dec 29, 2016 GForm 4 →	Dec 30, 2:42 pm EST	Mark SchwartzVice Chairman	10,390	—	—	997,666	—	plan?
Dec 28, 2016 GForm 4 →	Dec 30, 2:37 pm EST	Gregory K PalmExecutive VP - General Counsel	4,125	—	—	913,750	—	plan?
Dec 22, 2016 GForm 4 →	Dec 30, 2:32 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	8,292	—	—	99,436	—	plan? late
Dec 20, 2016 GForm 4 →	Dec 30, 3:53 pm EST	William W GeorgeDirector	3,000	—	—	29,630	—	plan? late
Dec 8, 2016 GForm 4 →	Dec 30, 1:55 pm EST	David A ViniarDirector	10,000	—	—	754,925	—	plan? late
Nov 18, 2016 SForm 4 →	Nov 22, 2:31 pm EST	Sarah G SmithPrincipal Accounting Officer	218	$211.47	$46,099	13,075	−1.64%	plan?
Nov 18, 2016 FMForm 4 →	Nov 22, 2:31 pm EST	Sarah G SmithPrincipal Accounting Officer	17,838	$205.57	$3,667,030	13,293	—	plan?
Nov 18, 2016 SForm 4 →	Nov 22, 2:27 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	2,504	$211.32	$529,134	1,419,857	−0.18%	plan?
Nov 18, 2016 FMForm 4 →	Nov 22, 2:27 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	206,724	$205.50	$42,480,884	1,422,361	—	plan?
Nov 16, 2016 SForm 4 →	Nov 18, 3:09 pm EST	Michael S SherwoodVice Chairman	42,317	$206.87	$8,753,915	195,041	−17.8%	plan?
Nov 16, 2016 SForm 4 →	Nov 17, 5:26 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	2,483	$206.23	$512,064	1,419,857	−0.17%	plan?
Nov 16, 2016 FMForm 4 →	Nov 17, 5:26 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	206,745	$205.45	$42,475,108	1,422,340	—	plan?
Nov 15, 2016 SForm 4 →	Nov 17, 5:32 pm EST	Sarah G SmithPrincipal Accounting Officer	392	$206.36	$80,892	13,075	−2.91%	plan?
Nov 15, 2016 FMForm 4 →	Nov 17, 5:32 pm EST	Sarah G SmithPrincipal Accounting Officer	35,720	$204.95	$7,320,983	13,289	—	plan?
Nov 15, 2016 SForm 4 →	Nov 17, 5:16 pm EST	David A ViniarDirector	888	$210.99	$187,358	764,925	−0.12%	plan?
Nov 15, 2016 FMForm 4 →	Nov 17, 5:16 pm EST	David A ViniarDirector	77,480	$205.35	$15,910,604	765,813	—	plan?
Nov 15, 2016 SForm 4 →	Nov 17, 5:11 pm EST	Gregory K PalmExecutive VP - General Counsel	1,493	$210.76	$314,665	917,875	−0.16%	plan?
Nov 15, 2016 FMForm 4 →	Nov 17, 5:11 pm EST	Gregory K PalmExecutive VP - General Counsel	128,739	$205.25	$26,423,237	919,368	—	plan?
Nov 15, 2016 GForm 4 →	Nov 17, 5:08 pm EST	Edith W CooperEVP, Global Head of HCM	1,500	—	—	18,985	—	plan?
Nov 14, 2016 SForm 4 →	Nov 16, 4:16 pm EST	Alan M CohenEVP, Global Head of Compliance	5,322	$208.82	$1,111,346	51,444	−9.38%	plan?
Nov 14, 2016 FGMForm 4 →	Nov 16, 4:16 pm EST	Alan M CohenEVP, Global Head of Compliance	61,346	$202.40	$11,707,781	47,944	—	plan?
Nov 14, 2016 SForm 4 →	Nov 15, 5:58 pm EST	Gary D CohnPresident and COO, Director	3,566	$208.65	$744,056	561,982	−0.63%	plan?
Nov 11, 2016 FGMForm 4 →	Nov 15, 5:58 pm EST	Gary D CohnPresident and COO, Director	416,659	$203.90	$82,965,982	565,548	—	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 5:52 pm EST	Edith W CooperEVP, Global Head of HCM	24,509	$203.51	$4,987,939	20,650	−54.3%	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 5:51 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	231	$203.47	$47,001	107,728	−0.21%	plan?
Nov 11, 2016 FMForm 4 →	Nov 15, 5:51 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	186,041	$200.35	$37,274,126	107,959	—	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 5:51 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	231	$203.47	$47,001	107,728	−0.21%	plan?
Nov 11, 2016 FMForm 4 →	Nov 15, 5:51 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	186,041	$200.35	$37,274,126	107,959	—	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 5:49 pm EST	David A ViniarDirector	1,448	$206.96	$299,681	764,925	−0.19%	plan?
Nov 11, 2016 FMForm 4 →	Nov 15, 5:49 pm EST	David A ViniarDirector	226,552	$202.85	$45,955,351	765,703	—	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 5:47 pm EST	Michael S SherwoodVice Chairman	913	$202.42	$184,810	237,358	−0.38%	plan?
Nov 11, 2016 FMForm 4 →	Nov 15, 5:47 pm EST	Michael S SherwoodVice Chairman	401,535	$200.70	$80,588,631	238,271	—	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 5:46 pm EST	M Michele BurnsDirector	1,000	$202.00	$202,000	0	−100%	plan?
Nov 9, 2016 SForm 4 →	Nov 14, 2:29 pm EST	Alan M CohenEVP, Global Head of Compliance	5,000	$189.75	$948,763	56,444	−8.14%	plan? late
Nov 7, 2016 SForm 4 →	Nov 9, 2:32 pm EST	Alan M CohenEVP, Global Head of Compliance	5,000	$181.19	$905,941	61,444	−7.53%	plan?
Nov 7, 2016 GForm 4 →	Nov 9, 2:31 pm EST	Gary D CohnPresident and COO, Director	5,548	—	—	571,751	—	plan?
Nov 7, 2016 SForm 4 →	Nov 9, 2:29 pm EST	Sarah G SmithPrincipal Accounting Officer	2,664	$180.00	$479,520	27,212	−8.92%	plan?
Oct 25, 2016 GForm 4 →	Oct 27, 3:01 pm EDT	Gary D CohnPresident and COO, Director	8,558	—	—	577,299	—	plan?
Aug 31, 2016 SForm 4 →	Sep 2, 12:01 pm EDT	Sarah G SmithPrincipal Accounting Officer	2,664	$170.00	$452,880	29,876	−8.19%	plan?
Aug 26, 2016 SForm 4 →	Aug 30, 12:14 pm EDT	Edith W CooperEVP, Global Head of HCM	14,000	$166.11	$2,325,531	33,310	−29.6%	plan?
Aug 3, 2016 IForm 4 →	Aug 5, 2:01 pm EDT	Mark SchwartzVice Chairman	639	$158.34	$101,253	0	—	plan?
Apr 20, 2016 SForm 4 →	Apr 22, 1:12 pm EDT	Sarah G SmithPrincipal Accounting Officer	2,664	$162.00	$431,568	32,540	−7.57%	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 3:23 pm EST	David A ViniarDirector	43,391	$151.12	$2,268,613	764,925	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 3:05 pm EST	Sarah G SmithPrincipal Accounting Officer	50,587	$151.12	$2,663,641	40,287	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 3:04 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	40,516	$151.12	$2,019,719	111,358	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 3:03 pm EST	Gregory K PalmExecutive VP - General Counsel	42,919	$151.12	$2,259,848	921,505	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 3:02 pm EST	Edith W CooperEVP, Global Head of HCM	35,215	$151.12	$1,755,561	59,984	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 3:00 pm EST	Michael S SherwoodVice Chairman	113,598	$151.12	$5,488,981	237,358	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 2:59 pm EST	Mark SchwartzVice Chairman	80,453	$151.12	$3,714,378	1,008,056	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 2:58 pm EST	Harvey M SchwartzExecutive Vice President - CFO	118,498	$151.12	$6,239,291	276,256	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 2:57 pm EST	Gary D CohnPresident and COO, Director	104,368	$151.12	$5,495,328	647,494	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 2:55 pm EST	Alan M CohenEVP, Global Head of Compliance	35,130	$151.12	$1,849,860	66,444	—	plan?
Jan 26, 2016 FMForm 4 →	Jan 28, 2:54 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	114,845	$151.12	$6,046,765	1,178,173	—	plan?
Nov 23, 2015 SForm 4 →	Nov 25, 6:44 pm EST	Gregory K PalmExecutive VP - General Counsel	31,103	$189.15	$5,883,101	908,494	−3.31%	plan?
Nov 23, 2015 MForm 4 →	Nov 25, 6:44 pm EST	Gregory K PalmExecutive VP - General Counsel	31,103	$131.64	$4,094,399	918,861	—	plan?
Nov 23, 2015 SForm 4 →	Nov 25, 6:44 pm EST	Gary D CohnPresident and COO, Director	36,245	$189.29	$6,860,983	615,854	−5.56%	plan?
Nov 23, 2015 MSForm 4 →	Nov 25, 6:44 pm EST	Gary D CohnPresident and COO, Director	42,335	$135.65	$5,742,818	628,950	—	plan?
Nov 23, 2015 SForm 4 →	Nov 25, 6:43 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	5,250	$189.15	$993,032	1,393,354	−0.38%	plan?
Nov 23, 2015 MForm 4 →	Nov 25, 6:43 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	5,250	$131.64	$691,110	1,395,104	—	plan?
Jul 20, 2015 FMForm 4 →	Jul 22, 4:02 pm EDT	Michael S SherwoodVice Chairman	15,346	$212.46	$1,042,541	196,404	—	plan?
Jul 17, 2015 SForm 4 →	Jul 21, 2:04 pm EDT	Harvey M SchwartzExecutive Vice President - CFO	33,326	$211.17	$7,037,332	240,332	−12.2%	plan?
Jul 17, 2015 FMForm 4 →	Jul 21, 2:04 pm EDT	Harvey M SchwartzExecutive Vice President - CFO	207,310	$134.34	$27,849,623	273,658	—	plan?
Jun 18, 2015 SForm 4 →	Jun 19, 5:51 pm EDT	Sarah G SmithPrincipal Accounting Officer	4,664	$215.00	$1,002,760	7,992	−36.9%	plan?
Jun 18, 2015 SForm 4 →	Jun 19, 5:50 pm EDT	Gary D CohnPresident and COO, Director	24,163	$215.00	$5,195,045	615,854	−3.78%	plan?
Jun 18, 2015 MForm 4 →	Jun 19, 5:50 pm EDT	Gary D CohnPresident and COO, Director	24,163	$131.64	$3,180,817	617,700	—	plan?
Jun 18, 2015 SForm 4 →	Jun 19, 5:50 pm EDT	Lloyd C BlankfeinChairman of the Board and CEO, Director	104,186	$215.00	$22,399,990	1,893,354	−5.22%	plan?
Jun 18, 2015 MForm 4 →	Jun 19, 5:50 pm EDT	Lloyd C BlankfeinChairman of the Board and CEO, Director	104,186	$131.64	$13,715,045	1,901,313	—	plan?
Jun 10, 2015 SForm 4 →	Jun 12, 2:02 pm EDT	Gary D CohnPresident and COO, Director	38,072	$212.00	$8,071,264	615,854	−5.82%	plan?
Jun 10, 2015 MForm 4 →	Jun 12, 2:02 pm EDT	Gary D CohnPresident and COO, Director	38,072	$131.64	$5,011,798	653,926	—	plan?
Jun 3, 2015 SForm 4 →	Jun 5, 2:00 pm EDT	Sarah G SmithPrincipal Accounting Officer	4,664	$210.00	$979,440	9,550	−32.8%	plan?
May 29, 2015 GForm 4 →	Jun 2, 2:00 pm EDT	Edith W CooperEVP, Global Head of HCM	4,835	—	—	48,003	—	plan?
May 29, 2015 SForm 4 →	Jun 2, 2:00 pm EDT	Edith W CooperEVP, Global Head of HCM	16,659	$206.89	$3,446,511	52,838	−24.0%	plan?
May 22, 2015 SForm 4 →	May 27, 2:00 pm EDT	Gary D CohnPresident and COO, Director	50,765	$208.00	$10,559,120	615,854	−7.62%	plan?
May 22, 2015 MForm 4 →	May 27, 2:00 pm EDT	Gary D CohnPresident and COO, Director	50,765	$131.64	$6,682,705	666,619	—	plan?
May 18, 2015 SForm 4 →	May 20, 9:30 pm EDT	Lloyd C BlankfeinChairman of the Board and CEO, Director	109,436	$205.01	$22,435,046	1,893,354	−5.46%	plan?
May 18, 2015 MForm 4 →	May 20, 9:30 pm EDT	Lloyd C BlankfeinChairman of the Board and CEO, Director	109,436	$131.64	$14,406,155	1,994,165	—	plan?
May 18, 2015 SForm 4 →	May 20, 9:28 pm EDT	Gary D CohnPresident and COO, Director	50,763	$205.01	$10,406,724	615,854	−7.62%	plan?
May 18, 2015 MForm 4 →	May 20, 9:28 pm EDT	Gary D CohnPresident and COO, Director	50,763	$131.64	$6,682,441	662,617	—	plan?
May 18, 2015 SForm 4 →	May 20, 9:26 pm EDT	Gregory K PalmExecutive VP - General Counsel	15,552	$205.01	$3,188,255	908,494	−1.68%	plan?
May 18, 2015 MForm 4 →	May 20, 9:26 pm EDT	Gregory K PalmExecutive VP - General Counsel	15,552	$131.64	$2,047,265	922,820	—	plan?
May 14, 2015 SForm 4 →	May 15, 4:17 pm EDT	Gary D CohnPresident and COO, Director	50,763	$202.18	$10,263,405	615,854	−7.62%	plan?
May 14, 2015 MForm 4 →	May 15, 4:17 pm EDT	Gary D CohnPresident and COO, Director	50,763	$131.64	$6,682,441	666,617	—	plan?
May 5, 2015 SForm 4 →	May 7, 2:18 pm EDT	John S WeinbergVice Chairman	25,699	$200.10	$5,142,406	1,020,051	−2.46%	plan?
May 5, 2015 MForm 4 →	May 7, 2:18 pm EDT	John S WeinbergVice Chairman	25,699	$131.64	$3,383,016	1,045,750	—	plan?
Apr 23, 2015 SForm 4 →	Apr 27, 2:00 pm EDT	John S WeinbergVice Chairman	91,381	$200.17	$18,291,543	1,020,051	−8.22%	plan?
Apr 23, 2015 MForm 4 →	Apr 27, 2:00 pm EDT	John S WeinbergVice Chairman	91,381	$131.64	$12,029,395	1,111,432	—	plan?
Apr 23, 2015 SForm 4 →	Apr 27, 2:00 pm EDT	Sarah G SmithPrincipal Accounting Officer	9,328	$200.00	$1,865,600	11,108	−45.6%	plan?
Apr 20, 2015 SForm 4 →	Apr 21, 4:16 pm EDT	Michael S SherwoodVice Chairman	75,392	$199.22	$15,019,240	190,872	−28.3%	plan?
Apr 20, 2015 MForm 4 →	Apr 21, 4:16 pm EDT	Michael S SherwoodVice Chairman	75,392	$131.64	$9,924,603	266,264	—	plan?
Apr 17, 2015 SForm 4 →	Apr 21, 4:15 pm EDT	Harvey M SchwartzExecutive Vice President - CFO	91,285	$197.05	$17,987,572	240,332	−27.5%	plan?
Apr 17, 2015 MForm 4 →	Apr 21, 4:15 pm EDT	Harvey M SchwartzExecutive Vice President - CFO	91,285	$78.78	$7,191,432	331,617	—	plan?
Feb 26, 2015 SForm 4 →	Feb 27, 4:09 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	65,078	$191.35	$12,452,637	34,264	−65.5%	plan?
Feb 24, 2015 SForm 4 →	Feb 26, 2:07 pm EST	Michael S SherwoodVice Chairman	70,000	$192.06	$13,444,382	190,872	−26.8%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Nov 18, 2016 MForm 4 →	Nov 22, 2:31 pm EST	Sarah G SmithPrincipal Accounting Officer	9,028	—	—	0	—
Nov 18, 2016 MForm 4 →	Nov 22, 2:27 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	104,614	—	—	0	—
Nov 16, 2016 MForm 4 →	Nov 17, 5:26 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	104,614	—	—	104,614	—
Nov 15, 2016 MForm 4 →	Nov 17, 5:32 pm EST	Sarah G SmithPrincipal Accounting Officer	18,056	—	—	9,028	—
Nov 15, 2016 MForm 4 →	Nov 17, 5:16 pm EST	David A ViniarDirector	39,184	—	—	0	—
Nov 15, 2016 MForm 4 →	Nov 17, 5:11 pm EST	Gregory K PalmExecutive VP - General Counsel	65,116	—	—	0	—
Nov 14, 2016 MForm 4 →	Nov 16, 4:16 pm EST	Alan M CohenEVP, Global Head of Compliance	29,084	—	—	0	—
Nov 14, 2016 MForm 4 →	Nov 15, 5:58 pm EST	Gary D CohnPresident and COO, Director	205,228	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 15, 5:51 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	93,136	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 15, 5:51 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	93,136	—	—	0	—
Nov 11, 2016 MForm 4 →	Nov 15, 5:49 pm EST	David A ViniarDirector	114,000	—	—	39,184	—
Nov 11, 2016 MForm 4 →	Nov 15, 5:47 pm EST	Michael S SherwoodVice Chairman	201,224	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 3:23 pm EST	David A ViniarDirector	28,379	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 3:05 pm EST	Sarah G SmithPrincipal Accounting Officer	32,961	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 3:04 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	27,151	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 3:03 pm EST	Gregory K PalmExecutive VP - General Counsel	27,965	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 3:02 pm EST	Edith W CooperEVP, Global Head of HCM	23,598	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 3:00 pm EST	Michael S SherwoodVice Chairman	77,276	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 2:59 pm EST	Mark SchwartzVice Chairman	55,874	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 2:58 pm EST	Harvey M SchwartzExecutive Vice President - CFO	77,211	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 2:57 pm EST	Gary D CohnPresident and COO, Director	68,004	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 2:55 pm EST	Alan M CohenEVP, Global Head of Compliance	22,889	—	—	0	—
Jan 26, 2016 MForm 4 →	Jan 28, 2:54 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	74,832	—	—	0	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:35 pm EST	Marius O WinkelmanDirector	3,793	—	—	4,031	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:35 pm EST	David A ViniarDirector	3,298	—	—	8,895	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:35 pm EST	Mark TuckerDirector	3,793	—	—	11,109	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:34 pm EST	Debora L SparDirector	3,298	—	—	13,990	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:34 pm EST	Peter OppenheimerDirector	3,958	—	—	6,759	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:34 pm EST	Adebayo O. OgunlesiDirector	3,958	—	—	11,812	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:33 pm EST	Lakshmi N MittalDirector	3,793	—	—	22,593	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:33 pm EST	James A JohnsonDirector	3,958	—	—	39,717	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:33 pm EST	William W GeorgeDirector	3,793	—	—	41,388	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:32 pm EST	Mark A. FlahertyDirector	3,298	—	—	3,536	—
Jan 21, 2016 AForm 4 →	Jan 22, 4:32 pm EST	M Michele BurnsDirector	3,298	—	—	13,587	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:16 pm EST	Sarah G SmithPrincipal Accounting Officer	33,828	—	—	33,828	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:15 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	35,807	—	—	35,807	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:14 pm EST	Gregory K PalmExecutive VP - General Counsel	31,850	—	—	31,850	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:14 pm EST	Edith W CooperEVP, Global Head of HCM	24,531	—	—	24,531	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:13 pm EST	Alan M CohenEVP, Global Head of Compliance	24,531	—	—	24,531	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:13 pm EST	Michael S SherwoodVice Chairman	88,396	—	—	88,396	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:12 pm EST	Mark SchwartzVice Chairman	74,547	—	—	74,547	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:11 pm EST	Harvey M SchwartzExecutive Vice President - CFO	44,198	—	—	44,198	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:11 pm EST	Gary D CohnPresident and COO, Director	44,198	—	—	44,198	—
Jan 21, 2016 AForm 4 →	Jan 22, 2:10 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	48,467	—	—	48,467	—
Nov 23, 2015 MForm 4 →	Nov 25, 6:44 pm EST	Gregory K PalmExecutive VP - General Counsel	31,103	—	—	0	—
Nov 23, 2015 MForm 4 →	Nov 25, 6:44 pm EST	Gary D CohnPresident and COO, Director	39,290	—	—	0	—
Nov 23, 2015 MForm 4 →	Nov 25, 6:43 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	5,250	—	—	0	—
Jul 20, 2015 MForm 4 →	Jul 22, 4:02 pm EDT	Michael S SherwoodVice Chairman	10,439	—	—	0	—
Jul 17, 2015 MForm 4 →	Jul 21, 2:04 pm EDT	Harvey M SchwartzExecutive Vice President - CFO	120,318	—	—	0	—
Jun 18, 2015 MForm 4 →	Jun 19, 5:50 pm EDT	Gary D CohnPresident and COO, Director	24,163	—	—	39,290	—
Jun 18, 2015 MForm 4 →	Jun 19, 5:50 pm EDT	Lloyd C BlankfeinChairman of the Board and CEO, Director	104,186	—	—	5,250	—
Jun 10, 2015 MForm 4 →	Jun 12, 2:02 pm EDT	Gary D CohnPresident and COO, Director	38,072	—	—	63,453	—
May 22, 2015 MForm 4 →	May 27, 2:00 pm EDT	Gary D CohnPresident and COO, Director	50,765	—	—	101,525	—
May 18, 2015 MForm 4 →	May 20, 9:30 pm EDT	Lloyd C BlankfeinChairman of the Board and CEO, Director	109,436	—	—	109,436	—
May 18, 2015 MForm 4 →	May 20, 9:28 pm EDT	Gary D CohnPresident and COO, Director	50,763	—	—	152,290	—
May 18, 2015 MForm 4 →	May 20, 9:26 pm EDT	Gregory K PalmExecutive VP - General Counsel	15,552	—	—	31,103	—
May 14, 2015 MForm 4 →	May 15, 4:17 pm EDT	Gary D CohnPresident and COO, Director	50,763	—	—	203,053	—
May 5, 2015 MForm 4 →	May 7, 2:18 pm EDT	John S WeinbergVice Chairman	25,699	—	—	0	—
Apr 23, 2015 MForm 4 →	Apr 27, 2:00 pm EDT	John S WeinbergVice Chairman	91,381	—	—	25,699	—
Apr 20, 2015 MForm 4 →	Apr 21, 4:16 pm EDT	Michael S SherwoodVice Chairman	75,392	—	—	0	—
Apr 17, 2015 MForm 4 →	Apr 21, 4:15 pm EDT	Harvey M SchwartzExecutive Vice President - CFO	91,285	—	—	120,318	—
Feb 24, 2015 MForm 4 →	Feb 26, 2:07 pm EST	Michael S SherwoodVice Chairman	70,000	—	—	75,392	—
Feb 11, 2015 MForm 4 →	Feb 13, 2:16 pm EST	Michael S SherwoodVice Chairman	75,000	—	—	145,392	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:36 pm EST	David A ViniarDirector	48,947	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:36 pm EST	John S WeinbergVice Chairman	67,336	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:36 pm EST	Sarah G SmithPrincipal Accounting Officer	26,495	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:36 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	22,656	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:36 pm EST	Gregory K PalmExecutive VP - General Counsel	24,019	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:35 pm EST	Edith W CooperEVP, Global Head of HCM	20,924	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:35 pm EST	Alan M CohenEVP, Global Head of Compliance	19,774	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:35 pm EST	Michael S SherwoodVice Chairman	68,831	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:34 pm EST	Mark SchwartzVice Chairman	34,175	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:34 pm EST	Harvey M SchwartzExecutive Vice President - CFO	77,558	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:34 pm EST	Gary D CohnPresident and COO, Director	75,824	—	—	0	—
Jan 27, 2015 MForm 4 →	Jan 29, 4:34 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	81,482	—	—	0	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:47 pm EST	Marius O WinkelmanDirector	238	—	—	238	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:46 pm EST	David A ViniarDirector	2,847	—	—	5,597	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:46 pm EST	Mark TuckerDirector	3,275	—	—	7,316	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:46 pm EST	Debora L SparDirector	2,847	—	—	10,692	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:45 pm EST	Peter OppenheimerDirector	2,801	—	—	2,801	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:45 pm EST	Adebayo O. OgunlesiDirector	3,418	—	—	7,854	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:45 pm EST	Lakshmi N MittalDirector	3,275	—	—	18,800	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:44 pm EST	James A JohnsonDirector	3,418	—	—	35,759	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:44 pm EST	William W GeorgeDirector	3,418	—	—	37,595	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:44 pm EST	Mark A. FlahertyDirector	238	—	—	238	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:44 pm EST	Claes DahlbackDirector	3,275	—	—	36,692	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:43 pm EST	M Michele BurnsDirector	2,847	—	—	10,289	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:42 pm EST	Sarah G SmithPrincipal Accounting Officer	29,445	—	—	29,445	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:42 pm EST	John S WeinbergVice Chairman	63,202	—	—	63,202	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:41 pm EST	John F.W. RogersEVP-Chief of Staff & Secretary	27,501	—	—	27,501	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:41 pm EST	Gregory K PalmExecutive VP - General Counsel	26,647	—	—	26,647	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:41 pm EST	Edith W CooperEVP, Global Head of HCM	22,035	—	—	22,035	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:41 pm EST	Alan M CohenEVP, Global Head of Compliance	22,035	—	—	22,035	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:40 pm EST	Michael S SherwoodVice Chairman	88,663	—	—	88,663	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:39 pm EST	Mark SchwartzVice Chairman	65,099	—	—	65,099	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:39 pm EST	Harvey M SchwartzExecutive Vice President - CFO	38,244	—	—	38,244	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:38 pm EST	Gary D CohnPresident and COO, Director	38,244	—	—	38,244	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:37 pm EST	Lloyd C BlankfeinChairman of the Board and CEO, Director	41,755	—	—	41,755	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 24, 2015 JForm 4 →	Jun 26, 8:53 pm EDT	LVB Acquisition, Inc.no symbol	130,845,980	—	—	0	—	plan?
Jun 15, 2015 AForm 4 →	Jun 17, 7:06 pm EDT	Hyatt Hotels CorpH	329	—	—	79,990	—	plan?
Jun 9, 2015 AForm 4 →	Jun 11, 4:41 pm EDT	AramarkARMK	28	—	—	8,736,006	—	plan?
Jun 4, 2015 AForm 4 →	Jun 8, 9:59 pm EDT	Limelight Networks, Inc.LLNW	15,990	—	—	30,464,247	—	plan?
May 27, 2015 SForm 4 →	May 29, 4:03 pm EDT	AramarkARMK	5,000,000	$31.47	$157,350,000	8,735,978	−36.4%	plan?
May 13, 2015 AForm 4 →	May 18, 7:25 pm EDT	Hyatt Hotels CorpH	2,144	—	—	81,850	—	plan? late
Apr 20, 2015 SForm 4 →	Apr 22, 7:04 pm EDT	Endurance International Group Holdings, Inc.EIGI	300	$22.56	$6,768	15,378,121	−0.00%	plan?
Apr 20, 2015 PForm 4 →	Apr 22, 7:04 pm EDT	Endurance International Group Holdings, Inc.EIGI	300	$22.56	$6,768	15,378,421	+0.00%	plan?
Apr 15, 2015 SForm 4 →	Apr 17, 5:22 pm EDT	Essent Group Ltd.ESNT	600	$24.97	$14,983	5,306,343	−0.01%	plan?
Apr 15, 2015 PForm 4 →	Apr 17, 5:22 pm EDT	Essent Group Ltd.ESNT	600	$24.97	$14,983	5,306,943	+0.01%	plan?
Mar 31, 2015 MForm 4 →	Apr 2, 7:22 pm EDT	Hyatt Hotels CorpH	3,170	—	—	81,605	—	plan?
Mar 26, 2015 SForm 4 →	Mar 30, 4:11 pm EDT	AramarkARMK	5,595,308	$32.16	$179,945,105	13,735,978	−28.9%	plan?
Mar 16, 2015 AForm 4 →	Mar 18, 5:29 pm EDT	Hyatt Hotels CorpH	319	—	—	79,241	—	plan?
Mar 11, 2015 SForm 4 →	Mar 13, 4:30 pm EDT	Endurance International Group Holdings, Inc.EIGI	2,923,608	$19.00	$55,548,552	15,378,121	−16.0%	plan?
Mar 9, 2015 AForm 4 →	Mar 11, 4:12 pm EDT	AramarkARMK	27	—	—	19,331,286	—	plan?
Feb 23, 2015 SForm 4 →	Feb 25, 4:49 pm EST	AramarkARMK	7,211,730	$29.88	$215,486,492	19,331,259	−27.2%	plan?
Feb 11, 2015 SForm 4 →	Feb 13, 2:36 pm EST	AramarkARMK	4,700	$30.88	$145,119	26,542,989	−0.02%	plan?
Feb 11, 2015 PForm 4 →	Feb 13, 2:36 pm EST	AramarkARMK	4,700	$31.28	$147,011	26,547,689	+0.02%	plan?
Feb 3, 2015 AForm 4 →	Feb 5, 6:58 pm EST	AramarkARMK	3,907	—	—	26,542,989	—	plan?
Jan 29, 2015 AForm 4 →	Feb 2, 5:13 pm EST	GRIFFON CORPGFF	3,700	—	—	5,579,676	—	plan?
Jan 26, 2015 SForm 4 →	Apr 15, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	16,030	$7.39	$118,398	5,631,956	−0.28%	plan? late
Jan 26, 2015 PForm 4 →	Apr 15, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	10,155	$7.33	$74,423	5,599,794	+0.18%	plan? late
Jan 7, 2015 UForm 4 →	Jan 9, 8:30 pm EST	NewPage Holdings Inc.no symbol	800,000	—	—	0	—	plan?
Jan 2, 2015 SForm 4 →	Apr 15, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	22,300	$7.64	$170,367	5,636,980	−0.39%	plan? late
Jan 2, 2015 PForm 4 →	Apr 15, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	15,575	$7.65	$119,224	5,641,190	+0.28%	plan? late
Dec 10, 2014 SForm 4 →	Apr 15, 2015, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	35,176	$7.90	$277,887	5,647,529	−0.62%	plan? late
Dec 10, 2014 PForm 4 →	Apr 15, 2015, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	73,165	$7.87	$575,905	5,648,500	+1.31%	plan? late
Nov 18, 2014 SForm 4 →	Apr 15, 2015, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	9,982	$7.42	$74,026	5,609,651	−0.18%	plan? late
Nov 18, 2014 PForm 4 →	Apr 15, 2015, 5:53 pm EDT	TIPTREE FINANCIAL INC.TIPT	12,193	$7.69	$93,754	5,609,447	+0.22%	plan? late
Oct 28, 2014 SForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	8,941	$7.96	$71,182	5,607,047	−0.16%	plan? late
Oct 28, 2014 PForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	6,591	$7.94	$52,361	5,607,086	+0.12%	plan? late
Oct 7, 2014 SForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	16,794	$7.33	$123,182	5,609,068	−0.30%	plan? late
Oct 7, 2014 PForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	15,223	$7.37	$112,257	5,607,872	+0.27%	plan? late
Sep 17, 2014 SForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	127,628	$7.95	$1,014,963	5,609,053	−2.22%	plan? late
Sep 17, 2014 PForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	98,432	$8.01	$788,818	5,598,098	+1.79%	plan? late
Aug 26, 2014 SForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	23,602	$7.21	$170,232	5,626,845	−0.42%	plan? late
Aug 26, 2014 PForm 4 →	Apr 15, 2015, 5:52 pm EDT	TIPTREE FINANCIAL INC.TIPT	35,012	$7.62	$266,891	5,608,473	+0.63%	plan? late
Aug 5, 2014 SForm 4 →	Apr 15, 2015, 5:51 pm EDT	TIPTREE FINANCIAL INC.TIPT	14,264	$7.12	$101,629	5,596,353	−0.25%	plan? late
Aug 5, 2014 PForm 4 →	Apr 15, 2015, 5:51 pm EDT	TIPTREE FINANCIAL INC.TIPT	6,890	$7.07	$48,705	5,592,834	+0.12%	plan? late

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 6, 2026 CForm 4 →	Aug 13, 9:51 pm EDT	Attovia Therapeutics, Inc.ATTO	22,627,105	—	—	0	—	late amended
Aug 5, 2026 CPForm 4/A →	Aug 28, 5:38 pm EDT	Attovia Therapeutics, Inc.ATTO	22,732,912	$21.25	$2,248,074	105,807	—
Feb 13, 2019 JForm 4 →	Feb 15, 7:00 pm EST	EnLink Midstream, LLCENLC	425,785	—	—	59,154,779	—
Jan 25, 2019 JForm 4 →	Jan 29, 7:15 pm EST	EnLink Midstream Partners, LPENLK	58,728,994	—	—	0	—
Nov 13, 2018 JForm 4 →	Nov 15, 4:34 pm EST	EnLink Midstream Partners, LPENLK	422,720	—	—	58,728,994	—
Aug 13, 2018 JForm 4 →	Aug 15, 4:17 pm EDT	EnLink Midstream Partners, LPENLK	419,678	—	—	58,306,274	—
May 14, 2018 JForm 4 →	May 16, 5:10 pm EDT	EnLink Midstream Partners, LPENLK	416,657	—	—	57,886,596	—
Feb 13, 2018 JForm 4 →	Feb 15, 2:25 pm EST	EnLink Midstream Partners, LPENLK	413,658	—	—	57,469,939	—
Jan 23, 2018 CForm 4 →	Jan 25, 9:34 pm EST	AMERICOLD REALTY TRUSTCOLD	325,000	—	—	0	—
Nov 13, 2017 JForm 4 →	Nov 15, 5:52 pm EST	EnLink Midstream Partners, LPENLK	410,681	—	—	57,056,281	—
Aug 14, 2017 CForm 4 →	Aug 16, 5:31 pm EDT	Hyatt Hotels CorpH	8,654,050	—	—	0	—
Aug 11, 2017 JForm 4 →	Aug 15, 7:52 pm EDT	EnLink Midstream Partners, LPENLK	1,178,672	—	—	56,645,600	—
Jun 16, 2017 PForm 4 →	Jun 20, 4:25 pm EDT	REVA Medical, Inc.RVA:AX	166,500	—	—	—	—
May 26, 2017 CForm 4 →	May 31, 7:09 pm EDT	Hyatt Hotels CorpH	4,000,000	—	—	8,654,050	—
May 12, 2017 JForm 4 →	May 16, 4:10 pm EDT	EnLink Midstream Partners, LPENLK	1,154,147	—	—	55,466,928	—
May 5, 2017 PForm 4 →	May 9, 8:36 pm EDT	REVA Medical, Inc.RVA:AX	171,000	—	—	—	—
Feb 13, 2017 JForm 4 →	Feb 15, 6:32 pm EST	EnLink Midstream Partners, LPENLK	1,130,131	—	—	54,312,781	—
Nov 11, 2016 JForm 4 →	Nov 15, 8:17 pm EST	EnLink Midstream Partners, LPENLK	1,106,616	—	—	53,182,650	—
Aug 11, 2016 JForm 4 →	Aug 15, 2:43 pm EDT	EnLink Midstream Partners, LPENLK	1,083,589	—	—	52,076,034	—
May 12, 2016 JForm 4 →	May 16, 7:53 pm EDT	EnLink Midstream Partners, LPENLK	992,445	—	—	50,992,445	—
Mar 31, 2016 MForm 4 →	Apr 4, 6:48 pm EDT	Hyatt Hotels CorpH	3,068	—	—	0	—
Mar 9, 2016 AForm 4 →	Mar 11, 6:06 pm EST	T2 Biosystems, Inc.TTOO	66,176	—	—	66,176	—
Feb 12, 2016 XForm 4 →	Feb 17, 7:55 pm EST	REVA Medical, Inc.RVA:AX	4,375,000	—	—	0	—
Jun 19, 2015 AForm 4 →	Jun 29, 12:53 pm EDT	T2 Biosystems, Inc.TTOO	17,647	—	—	17,647	—	late
Jun 4, 2015 AForm 4 →	Jun 8, 9:59 pm EDT	Limelight Networks, Inc.LLNW	26,271	—	—	26,271	—
Mar 31, 2015 MForm 4 →	Apr 2, 7:22 pm EDT	Hyatt Hotels CorpH	3,170	—	—	0	—