SEC Form 4 · accession 0000769993-15-000835
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Sherwood
Officer — Vice Chairman
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 20, 2015 | M | 10,439 | — | A | 201,311 | D | |
| Common Stock, par value $0.01 per shareF2 | Jul 20, 2015 | F | 4,907 | $212.46 | D | 196,404 | D | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 124,620 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 20, 2015 | M | 10,439 | D | — | — | Common Stock, par value $0.01 per share | 10,439 | 0 | D |
Explanation of responses
- F1On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration.
- F2Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
- F3Held by spouse.