SEC Form 4 · accession 0000769993-16-001794
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Cohn
Officer — President and COO · Director
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Oct 25, 2016 | G | 2,853 | $0.00 | D | 583,004 | D | |
| Common Stock, par value $0.01 per share | Oct 26, 2016 | G | 5,705 | $0.00 | D | 577,299 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 187,030 | I | See footnote | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 41,496 | I | See footnote | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 82,204 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held through limited liability companies.
- F2Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- F3As trustee of grantor retained annuity trusts.