SEC Form 4 · accession 0000769993-15-000378
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F.W. Rogers
Officer — EVP-Chief of Staff & Secretary
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 26, 2015 | S | 13,347 | $190.6661 | D | 128,190 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 26, 2015 | S | 23,629 | $191.4664 | D | 104,561 | D | |
| Common Stock, par value $0.01 per shareF3 | Feb 26, 2015 | S | 6,989 | $192.2885 | D | 97,572 | D | |
| Common Stock, par value $0.01 per shareF4,F7 | Feb 26, 2015 | S | 8,328 | $190.7655 | D | 47,049 | I | See footnote |
| Common Stock, par value $0.01 per shareF5,F7 | Feb 26, 2015 | S | 9,942 | $191.5446 | D | 37,107 | I | See footnote |
| Common Stock, par value $0.01 per shareF6,F7 | Feb 26, 2015 | S | 2,843 | $192.3043 | D | 34,264 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a weighted average sale price of $190.6661 per share, at prices ranging from $190.11 to $191.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects a weighted average sale price of $191.4664 per share, at prices ranging from $191.11 to $192.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects a weighted average sale price of $192.2885 per share, at prices ranging from $192.11 to $192.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects a weighted average sale price of $190.7655 per share, at prices ranging from $190.205 to $191.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5Reflects a weighted average sale price of $191.5446 per share, at prices ranging from $191.21 to $192.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F6Reflects a weighted average sale price of $192.3043 per share, at prices ranging from $192.22 to $192.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F7Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.