SEC Form 4 · accession 0000769993-15-000036
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Cohn
Officer — President and COO · Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Year-End Restricted Stock UnitsF1 | — | Jan 20, 2015 | A | 38,244 | A | — | — | Common Stock, par value $0.01 per share | 38,244 | 38,244 | D |
Explanation of responses
- F1Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. These RSUs represent 50% of the Reporting Person's equity-based year-end compensation for 2014; the remainder was granted in the form of RSUs that are subject to performance conditions and accordingly, pursuant to SEC rules, are not reported on Form 4.