SEC Form 4 · accession 0000769993-16-001952
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory K Palm
Officer — Executive VP - General Counsel
Period of report
Dec 28, 2016
Accepted (ET)
Dec 30, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 28, 2016 | G | 4,125 | $0.00 | D | 913,750 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 81,906 | I | See footnote | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 15,726 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held through a limited liability company.
- F2Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.