SEC Form 4 · accession 0000769993-16-001162

GOLDMAN SACHS GROUP INC · GS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 26, 2016

Accepted (ET)

Jan 28, 2016 · 3:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886982

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1	Jan 26, 2016	M	28,379	—	A	779,937	D
Common Stock, par value $0.01 per share^F2	Jan 26, 2016	F	15,012	$151.12	D	764,925	D
Common Stock, par value $0.01 per share^F3	holding	—	—		—	123,186	I	See footnote
Common Stock, par value $0.01 per share^F4	holding	—	—		—	102,257	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Jan 26, 2016	M	28,379	D	—	—	Common Stock, par value $0.01 per share	28,379	0	D

F1On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs"), which were awarded in connection with compensation for years prior to 2015 in connection with Mr. Viniar's former service as CFO of the Issuer, were delivered to the Reporting Person without the payment of any consideration. These shares are not related to Mr. Viniar's compensation for service as a non-employee director of the Issuer.
F2Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3Held through a limited liability company.
F4Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.