SEC Form 4 · accession 0000769993-16-001713
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Schwartz
Officer — Vice Chairman
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 3, 2016 | I | 639 | $158.34 | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per share | holding | — | — | — | 1,008,056 | D | ||
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 4,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held indirectly by the Reporting Person through The Goldman Sachs 401(k) Plan.
- F2Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.