SEC Form 4 · accession 0000769993-16-001754
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah G Smith
Officer — Principal Accounting Officer
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 12:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Aug 31, 2016 | S | 2,664 | $170.00 | D | 29,876 | I | See footnote |
| Common Stock, par value $0.01 per share | holding | — | — | — | 13,075 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares.
- F2Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.