SEC Form 4 · accession 0000769993-15-000614

GOLDMAN SACHS GROUP INC · GS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman

Period of report

Apr 23, 2015

Accepted (ET)

Apr 27, 2015 · 2:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886982

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share	Apr 23, 2015	M	91,381	$131.64	A	1,111,432	D
Common Stock, par value $0.01 per share^F2	Apr 23, 2015	S	91,381	$200.1679	D	1,020,051	D
Common Stock, par value $0.01 per share^F3	holding	—	—		—	52,341	I	See footnote
Common Stock, par value $0.01 per share^F4	holding	—	—		—	37,000	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Options (right to buy)	$131.64	Apr 23, 2015	M	91,381	D	Jan 2, 2009	Nov 27, 2015	Common Stock, par value $0.01 per share	91,381	25,699	D

F1Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2Reflects a weighted average sale price of $200.1679 per share, at prices ranging from $200.00 to $200.445 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4Held through a limited liability company.