SEC Form 4 · accession 0000769993-16-001950
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F.W. Rogers
Officer — EVP-Chief of Staff & Secretary
Period of report
Dec 22, 2016
Accepted (ET)
Dec 30, 2016 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 22, 2016 | G | 8,292 | $0.00 | D | 99,436 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 37,894 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.