Company · CIK 0000078003 · SIC 2834 — Pharmaceutical Preparations · NYSE

PFIZER INC · PFE

Insider activity reported against this company. All insider holders · Files at: ICUI, ALLO, RYTM, SYBX, NGNE. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $3.0M · 4sales $160.9M · 73net −$157.8M

Open-market trades as an insider elsewherebuys $6.7M · 3sales $729.1M · 3net −$722.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Anthony J MaddalunaExecutive Vice President	14,750	$30.23	$235,824	97,693	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Douglas M LanklerExecutive Vice President	9,235	$30.23	$146,918	126,220	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Rady A JohnsonExecutive Vice President	3,804	$30.23	$60,520	53,010	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Charles H HillExecutive Vice President	23,897	$30.23	$434,526	90,428	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Mikael DolstenPresident R&D	28,079	$30.23	$288,666	435,210	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Frank A DamelioExecutive Vice President	49,859	$30.23	$915,969	460,073	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:12 pm EST	Loretta V CangialosiSr. Vice President, Controller	6,398	$30.23	$100,031	192,878	—	plan?
Feb 28, 2016 AForm 4 →	Mar 1, 7:12 pm EST	Albert BourlaGroup President	3,732	—	—	127,961	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	John D YoungGroup President	89,230	$23.37	$2,085,424	152,019	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Sally SusmanExecutive Vice President	191,314	$23.47	$4,490,809	182,818	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Ian C ReadChairman & CEO, Director	1,010,923	$23.50	$23,756,116	1,603,340	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Laurie J OlsonExecutive Vice President	31,692	$23.26	$737,156	76,759	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Anthony J MaddalunaExecutive Vice President	104,680	$23.29	$2,437,702	98,545	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Freda C Lewis-HallExecutive Vice President	188,758	$23.38	$4,414,078	196,979	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Douglas M LanklerExecutive Vice President	56,948	$23.25	$1,323,954	126,705	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Rady A JohnsonExecutive Vice President	32,026	$23.26	$744,881	53,210	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Charles H HillExecutive Vice President	132,711	$23.31	$3,094,093	95,279	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Mikael DolstenPresident R&D	361,953	$23.46	$8,492,787	426,229	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:05 pm EST	Frank A DamelioExecutive Vice President	361,933	$23.46	$8,492,187	470,814	—	plan?
Feb 24, 2016 AFMForm 4 →	Feb 26, 3:05 pm EST	Loretta V CangialosiSr. Vice President, Controller	62,000	$23.26	$1,325,755	193,098	—	plan?
Feb 24, 2016 FMForm 4 →	Feb 26, 3:03 pm EST	Albert BourlaGroup President	51,112	$23.25	$1,188,312	124,229	—	plan?
Feb 1, 2016 FForm 4 →	Feb 3, 6:08 pm EST	Anthony J MaddalunaExecutive Vice President	721	$30.17	$21,753	78,052	—	plan?
Dec 15, 2015 FMForm 4 →	Dec 16, 6:46 pm EST	Albert BourlaGroup President	57,195	$29.18	$1,669,022	113,365	—	plan?
Dec 14, 2015 FMForm 4 →	Dec 16, 6:55 pm EST	John D YoungGroup President	60,265	$28.93	$1,743,766	135,234	—	plan?
Dec 3, 2015 GForm 4 →	Dec 4, 1:38 pm EST	Loretta V CangialosiSr. Vice President, Controller	330	—	—	175,592	—	plan?
Dec 1, 2015 GForm 4 →	Dec 2, 12:15 pm EST	Anthony J MaddalunaExecutive Vice President	2,520	—	—	78,608	—	plan?
Jul 30, 2015 SForm 4 →	Aug 3, 7:24 am EDT	Loretta V CangialosiSr. Vice President, Controller	24,704	$35.65	$880,646	174,611	−12.4%	plan?
Jul 2, 2015 GForm 4 →	Sep 29, 3:29 pm EDT	Stephen W SangerDirector	1,000	—	—	85	—	plan? late
Jun 30, 2015 FForm 4 →	Jul 1, 1:42 pm EDT	Douglas M LanklerExecutive Vice President	9,633	$33.53	$322,994	114,254	—	plan?
Jun 11, 2015 SForm 4 →	Jun 12, 9:26 am EDT	Laurie J OlsonExecutive Vice President	26,000	$34.39	$894,155	70,113	−27.1%	plan?
Jun 11, 2015 MForm 4 →	Jun 12, 9:26 am EDT	Laurie J OlsonExecutive Vice President	26,000	$25.87	$672,620	96,113	—	plan?
Jun 2, 2015 IForm 4 →	Jun 3, 10:09 am EDT	Charles H HillExecutive Vice President	2,156	$34.49	$74,360	10,329	—	plan?
May 29, 2015 IForm 4 →	Jun 2, 4:54 pm EDT	Charles H HillExecutive Vice President	7,489	$34.75	$260,243	8,173	—	plan?
May 29, 2015 SForm 4 →	Jun 2, 4:54 pm EDT	Charles H HillExecutive Vice President	42,870	$34.92	$1,497,020	69,357	−38.2%	plan?
Mar 12, 2015 SForm 4 →	Mar 13, 10:39 am EDT	Sally SusmanExecutive Vice President	46,179	$34.00	$1,570,086	150,899	−23.4%	plan?
Mar 5, 2015 SForm 4 →	Mar 6, 7:32 pm EST	Mikael DolstenPresident R&D	58,298	$34.46	$2,009,152	355,911	−14.1%	plan?
Mar 5, 2015 SForm 4 →	Mar 6, 7:19 pm EST	Ian C ReadChairman & CEO, Director	67,500	$34.62	$2,336,793	1,408,457	−4.57%	plan?
Feb 25, 2015 FForm 4/A →	Mar 9, 1:31 pm EDT	Rady A JohnsonExecutive Vice President	—	—	—	46,480	—	plan?
Feb 25, 2015 FForm 4/A →	Mar 9, 1:28 pm EDT	Albert BourlaGroup President	—	—	—	109,074	—	plan?
Feb 25, 2015 AForm 4/A →	Mar 2, 6:37 pm EST	Anthony J MaddalunaExecutive Vice President	6,902	—	—	80,050	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:56 pm EST	John D YoungGroup President	89,560	$24.43	$2,055,020	130,341	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:56 pm EST	Sally SusmanExecutive Vice President	184,160	$24.96	$4,292,869	197,078	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:50 pm EST	Ian C ReadChairman & CEO, Director	455,981	$25.44	$9,488,227	1,475,957	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:49 pm EST	Laurie J OlsonExecutive Vice President	38,106	$24.21	$852,848	70,001	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Anthony J MaddalunaExecutive Vice President	41,159	$24.20	$954,368	74,873	—	plan? amended
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Freda C Lewis-HallExecutive Vice President	188,494	$24.71	$4,389,201	162,567	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Douglas M LanklerExecutive Vice President	61,747	$24.49	$1,378,922	123,413	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Rady A JohnsonExecutive Vice President	34,498	$24.16	$779,398	45,652	—	plan? amended
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:42 pm EST	Charles H HillExecutive Vice President	55,156	$25.66	$1,120,235	111,945	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Geno J GermanoGroup President	165,396	$24.81	$3,659,213	308,254	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Mikael DolstenPresident R&D	280,506	$24.75	$6,371,956	414,209	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Frank A DamelioExecutive Vice President	371,185	$24.79	$8,631,155	409,641	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Loretta V CangialosiSr. Vice President, Controller	66,388	$24.79	$1,442,478	197,246	—	plan?
Feb 25, 2015 AFMForm 4 →	Feb 27, 6:27 pm EST	Albert BourlaGroup President	31,184	$24.55	$655,744	107,419	—	plan? amended
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Albert BourlaGroup President	3,362	$34.39	$115,619	98,687	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Loretta V CangialosiSr. Vice President, Controller	3,413	$34.39	$117,373	181,362	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Frank A DamelioExecutive Vice President	20,016	$34.39	$688,350	340,670	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Charles H HillExecutive Vice President	8,206	$34.39	$282,204	99,049	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Rady A JohnsonExecutive Vice President	1,727	$34.39	$59,392	36,824	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Douglas M LanklerExecutive Vice President	4,086	$34.39	$140,518	108,586	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Freda C Lewis-HallExecutive Vice President	8,196	$34.39	$281,860	126,631	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Anthony J MaddalunaExecutive Vice President	4,968	$34.39	$170,850	65,284	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Laurie J OlsonExecutive Vice President	2,220	$34.39	$76,346	60,125	—	plan?
Feb 23, 2015 FForm 4 →	Feb 24, 6:57 pm EST	Sally SusmanExecutive Vice President	10,218	$34.39	$351,397	165,512	—	plan?
Feb 13, 2015 SForm 4 →	Feb 17, 5:50 pm EST	Loretta V CangialosiSr. Vice President, Controller	104,000	$34.73	$3,612,323	184,775	−36.0%	plan?
Feb 13, 2015 MForm 4 →	Feb 17, 5:50 pm EST	Loretta V CangialosiSr. Vice President, Controller	104,000	$26.20	$2,724,800	288,775	—	plan?
Feb 12, 2015 SForm 4 →	Feb 13, 1:50 pm EST	Anthony J MaddalunaExecutive Vice President	9,000	$34.85	$313,661	70,252	−11.4%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:01 pm EST	Frank A DamelioExecutive Vice President	80,200	$34.23	$2,744,861	360,686	−18.2%	plan?
Feb 11, 2015 SForm 4 →	Feb 12, 4:01 pm EST	Frank A DamelioExecutive Vice President	14,800	$34.30	$507,619	440,886	−3.25%	plan?
Feb 10, 2015 SForm 4 →	Feb 11, 8:02 pm EST	Anthony J MaddalunaExecutive Vice President	9,000	$33.78	$304,020	79,252	−10.2%	plan?
Feb 6, 2015 FForm 4 →	Feb 10, 7:47 pm EST	Anthony J MaddalunaExecutive Vice President	505	$33.17	$16,751	88,252	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	John D YoungGroup President	45,838	$23.68	$1,085,518	109,789	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Laurie J OlsonExecutive Vice President	32,367	$23.75	$768,595	62,181	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Charles H HillExecutive Vice President	46,239	$23.75	$1,098,009	106,773	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Loretta V CangialosiSr. Vice President, Controller	55,487	$23.75	$1,317,622	184,618	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:17 pm EST	Douglas M LanklerExecutive Vice President	36,990	$23.75	$878,377	112,096	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Anthony J MaddalunaExecutive Vice President	46,239	$23.75	$1,098,009	88,428	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Rady A JohnsonExecutive Vice President	55,487	$23.75	$1,317,622	38,436	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 5:16 pm EST	Albert BourlaGroup President	27,744	$23.75	$658,827	101,493	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 29, 2016 AForm 4 →	Aug 1, 5:13 pm EDT	Albert BourlaGroup President	19	$36.89	$701	8,699	—
Jul 15, 2016 AForm 4 →	Jul 19, 5:13 pm EDT	John D YoungGroup President	10	$36.77	$368	6,672	—
Jul 15, 2016 AForm 4 →	Jul 19, 5:13 pm EDT	Anthony J MaddalunaExecutive Vice President	213	$36.77	$7,832	67,121	—
Jul 15, 2016 AForm 4 →	Jul 19, 5:13 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.77	$147	3,785	—
Jul 15, 2016 AForm 4 →	Jul 19, 5:13 pm EDT	Albert BourlaGroup President	19	$36.77	$699	8,680	—
Jul 7, 2016 AForm 4 →	Jul 8, 5:58 pm EDT	John D YoungGroup President	36	$35.77	$1,288	6,662	—
Jul 7, 2016 AForm 4 →	Jul 8, 5:58 pm EDT	Anthony J MaddalunaExecutive Vice President	237	$35.77	$8,477	66,918	—
Jul 7, 2016 AForm 4 →	Jul 8, 5:58 pm EDT	Rady A JohnsonExecutive Vice President	18	$35.77	$644	3,782	—
Jul 7, 2016 AForm 4 →	Jul 8, 5:58 pm EDT	Albert BourlaGroup President	36	$35.77	$1,288	8,662	—
Jul 1, 2016 AForm 4 →	Jul 5, 3:41 pm EDT	James C SmithDirector	990	$35.57	$35,199	25,162	—
Jul 1, 2016 AForm 4 →	Jul 5, 3:41 pm EDT	Stephen W SangerDirector	1,177	$35.57	$41,875	106,167	—
Jul 1, 2016 AForm 4 →	Jul 5, 3:41 pm EDT	Shantanu NarayenDirector	966	$35.57	$34,375	33,926	—
Jul 1, 2016 AForm 4 →	Jul 5, 3:41 pm EDT	James M KiltsDirector	1,154	$35.57	$41,051	125,241	—
Jul 1, 2016 AForm 4 →	Jul 5, 3:41 pm EDT	Joseph EchevarriaDirector	966	$35.57	$34,375	15,078	—
Jun 30, 2016 AForm 4 →	Jul 5, 5:29 pm EDT	John D YoungGroup President	11	$35.21	$387	6,627	—
Jun 30, 2016 AForm 4 →	Jul 5, 5:29 pm EDT	Anthony J MaddalunaExecutive Vice President	223	$35.21	$7,852	66,687	—
Jun 30, 2016 AForm 4 →	Jul 5, 5:29 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.21	$141	3,764	—
Jun 30, 2016 AForm 4 →	Jul 5, 5:29 pm EDT	Albert BourlaGroup President	20	$35.21	$704	8,626	—
Jun 15, 2016 AForm 4 →	Jun 16, 6:58 pm EDT	John D YoungGroup President	11	$34.79	$383	6,616	—
Jun 15, 2016 AForm 4 →	Jun 16, 6:58 pm EDT	Anthony J MaddalunaExecutive Vice President	225	$34.79	$7,828	66,467	—
Jun 15, 2016 AForm 4 →	Jun 16, 6:58 pm EDT	Rady A JohnsonExecutive Vice President	4	$34.79	$139	3,761	—
Jun 15, 2016 AForm 4 →	Jun 16, 6:58 pm EDT	Albert BourlaGroup President	20	$34.79	$696	8,606	—
Jun 9, 2016 IForm 4 →	Jun 13, 6:25 pm EDT	Charles H HillExecutive Vice President	11,328	$35.31	$399,992	26,987	—
May 31, 2016 AForm 4 →	Jun 2, 8:18 pm EDT	John D YoungGroup President	11	$34.70	$382	6,606	—
May 31, 2016 AForm 4 →	Jun 2, 8:18 pm EDT	Anthony J MaddalunaExecutive Vice President	226	$34.70	$7,842	66,248	—
May 31, 2016 AForm 4 →	Jun 2, 8:18 pm EDT	Rady A JohnsonExecutive Vice President	4	$34.70	$139	3,757	—
May 31, 2016 AForm 4 →	Jun 2, 8:18 pm EDT	Albert BourlaGroup President	21	$34.70	$729	8,586	—
May 26, 2016 MForm 4 →	May 27, 11:03 am EDT	Frank A DamelioExecutive Vice President	100,000	—	—	0	—
May 24, 2016 MForm 4 →	May 26, 10:07 am EDT	Loretta V CangialosiSr. Vice President, Controller	86,000	—	—	0	—
May 13, 2016 AForm 4 →	May 16, 4:42 pm EDT	John D YoungGroup President	11	$33.19	$365	6,598	—
May 13, 2016 AForm 4 →	May 16, 4:42 pm EDT	Anthony J MaddalunaExecutive Vice President	236	$33.19	$7,833	66,069	—
May 13, 2016 AForm 4 →	May 16, 4:42 pm EDT	Rady A JohnsonExecutive Vice President	4	$33.19	$133	3,755	—
May 13, 2016 AForm 4 →	May 16, 4:42 pm EDT	Albert BourlaGroup President	21	$33.19	$697	8,570	—
May 10, 2016 MForm 4 →	May 11, 6:04 pm EDT	John D YoungGroup President	41,700	—	—	0	—
May 10, 2016 MForm 4 →	May 11, 6:04 pm EDT	Frank A DamelioExecutive Vice President	192,000	—	—	100,000	—
May 9, 2016 MForm 4 →	May 11, 6:03 pm EDT	Ian C ReadChairman & CEO, Director	275,000	—	—	0	—
May 9, 2016 MForm 4 →	May 11, 4:35 pm EDT	Sally SusmanExecutive Vice President	23,884	—	—	0	—
May 4, 2016 MForm 4 →	May 6, 9:51 am EDT	Sally SusmanExecutive Vice President	76,116	—	—	23,884	—
Apr 29, 2016 AForm 4 →	May 2, 6:00 pm EDT	John D YoungGroup President	12	$32.71	$393	6,528	—
Apr 29, 2016 AForm 4 →	May 2, 6:00 pm EDT	Anthony J MaddalunaExecutive Vice President	240	$32.71	$7,850	65,255	—
Apr 29, 2016 AForm 4 →	May 2, 5:59 pm EDT	Rady A JohnsonExecutive Vice President	4	$32.71	$131	3,718	—
Apr 29, 2016 AForm 4 →	May 2, 5:59 pm EDT	Albert BourlaGroup President	22	$32.71	$720	8,473	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	James C SmithDirector	5,697	$32.91	$187,500	23,966	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Stephen W SangerDirector	5,697	$32.91	$187,500	104,091	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Johnson Suzanne M NoraDirector	5,697	$32.91	$187,500	53,091	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Shantanu NarayenDirector	5,697	$32.91	$187,500	32,677	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	James M KiltsDirector	5,697	$32.91	$187,500	123,025	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Helen HobbsDirector	5,697	$32.91	$187,500	43,391	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Frances D FergussonDirector	5,697	$32.91	$187,500	48,465	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Joseph EchevarriaDirector	5,697	$32.91	$187,500	13,991	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	W Don CornwellDirector	5,697	$32.91	$187,500	112,777	—
Apr 28, 2016 AForm 4 →	Apr 29, 6:22 pm EDT	Dennis A AusielloDirector	5,697	$32.91	$187,500	36,584	—
Apr 15, 2016 AForm 4 →	Apr 18, 5:34 pm EDT	John D YoungGroup President	12	$32.50	$390	6,517	—
Apr 15, 2016 AForm 4 →	Apr 18, 5:34 pm EDT	Anthony J MaddalunaExecutive Vice President	241	$32.50	$7,833	65,021	—
Apr 15, 2016 AForm 4 →	Apr 18, 5:34 pm EDT	Rady A JohnsonExecutive Vice President	4	$32.50	$130	3,714	—
Apr 15, 2016 AForm 4 →	Apr 18, 5:34 pm EDT	Albert BourlaGroup President	22	$32.50	$715	8,452	—
Apr 12, 2016 AForm 4 →	Apr 13, 9:44 pm EDT	Albert BourlaGroup President	233	$31.96	$7,447	8,431	—
Apr 12, 2016 AForm 4 →	Apr 13, 9:44 pm EDT	Rady A JohnsonExecutive Vice President	60	$31.96	$1,918	3,710	—
Apr 12, 2016 AForm 4 →	Apr 13, 9:44 pm EDT	Anthony J MaddalunaExecutive Vice President	926	$31.96	$29,595	64,790	—
Apr 12, 2016 AForm 4 →	Apr 13, 9:44 pm EDT	John D YoungGroup President	262	$31.96	$8,374	6,506	—
Apr 1, 2016 AForm 4 →	Apr 4, 3:05 pm EDT	James C SmithDirector	1,144	$30.04	$34,375	18,269	—
Apr 1, 2016 AForm 4 →	Apr 4, 3:04 pm EDT	Stephen W SangerDirector	1,394	$30.04	$41,875	98,394	—
Apr 1, 2016 AForm 4 →	Apr 4, 3:04 pm EDT	Shantanu NarayenDirector	1,144	$30.04	$34,375	26,980	—
Apr 1, 2016 AForm 4 →	Apr 4, 3:04 pm EDT	James M KiltsDirector	1,394	$30.04	$41,875	117,327	—
Apr 1, 2016 AForm 4 →	Apr 4, 3:04 pm EDT	Joseph EchevarriaDirector	1,144	$30.04	$34,375	8,293	—
Mar 31, 2016 AForm 4 →	Apr 4, 1:36 pm EDT	John D YoungGroup President	13	$29.64	$385	6,245	—
Mar 31, 2016 AForm 4 →	Apr 4, 1:36 pm EDT	Anthony J MaddalunaExecutive Vice President	258	$29.64	$7,647	63,884	—
Mar 31, 2016 AForm 4 →	Apr 4, 1:36 pm EDT	Rady A JohnsonExecutive Vice President	5	$29.64	$148	3,651	—
Mar 31, 2016 AForm 4 →	Apr 4, 1:36 pm EDT	Albert BourlaGroup President	22	$29.64	$652	8,200	—
Mar 15, 2016 AForm 4 →	Mar 17, 2:25 pm EDT	John D YoungGroup President	372	$29.54	$10,989	6,232	—
Mar 15, 2016 AForm 4 →	Mar 17, 2:25 pm EDT	Rady A JohnsonExecutive Vice President	82	$29.54	$2,422	3,646	—
Mar 15, 2016 AForm 4 →	Mar 17, 2:25 pm EDT	Albert BourlaGroup President	817	$29.54	$24,134	8,177	—
Mar 15, 2016 AForm 4 →	Mar 17, 2:25 pm EDT	Anthony J MaddalunaExecutive Vice President	18,307	$29.54	$540,789	63,619	—
Feb 29, 2016 AForm 4 →	Mar 2, 5:08 pm EST	Ian C ReadChairman & CEO, Director	94	$29.67	$2,789	201,631	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	John D YoungGroup President	346,417	—	—	138,675	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Sally SusmanExecutive Vice President	257,904	—	—	69,337	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Ian C ReadChairman & CEO, Director	1,645,227	—	—	500,770	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Laurie J OlsonExecutive Vice President	86,732	—	—	31,972	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Anthony J MaddalunaExecutive Vice President	184,889	—	—	57,781	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Freda C Lewis-HallExecutive Vice President	257,904	—	—	69,337	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Douglas M LanklerExecutive Vice President	213,745	—	—	84,746	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Rady A JohnsonExecutive Vice President	86,936	—	—	31,972	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Charles H HillExecutive Vice President	227,819	—	—	70,300	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Mikael DolstenPresident R&D	504,127	—	—	138,675	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Frank A DamelioExecutive Vice President	504,127	—	—	138,675	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:05 pm EST	Loretta V CangialosiSr. Vice President, Controller	83,145	—	—	23,112	—
Feb 24, 2016 AMForm 4 →	Feb 26, 3:03 pm EST	Albert BourlaGroup President	324,513	—	—	138,675	—
Feb 18, 2016 AForm 4 →	Mar 2, 5:08 pm EST	John D YoungGroup President	633	$29.55	$18,705	5,862	—	late
Feb 1, 2016 IForm 4 →	Feb 3, 6:08 pm EST	Anthony J MaddalunaExecutive Vice President	1,989	$30.17	$60,008	16,573	—
Jan 13, 2016 AForm 4 →	Jan 14, 7:43 pm EST	John D YoungGroup President	41	$30.37	$1,245	5,176	—
Jan 13, 2016 AForm 4 →	Jan 14, 7:43 pm EST	Ian C ReadChairman & CEO, Director	693	$30.37	$21,046	199,514	—
Jan 13, 2016 AForm 4 →	Jan 14, 7:43 pm EST	Anthony J MaddalunaExecutive Vice President	272	$30.37	$8,261	58,733	—
Jan 13, 2016 AForm 4 →	Jan 14, 7:43 pm EST	Rady A JohnsonExecutive Vice President	20	$30.37	$607	3,528	—
Jan 13, 2016 AForm 4 →	Jan 14, 7:43 pm EST	Albert BourlaGroup President	39	$30.37	$1,184	7,287	—
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 5:53 pm EST	James C SmithDirector	1,026	$32.28	$33,125	16,955	—
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 5:53 pm EST	Stephen W SangerDirector	1,259	$32.28	$40,625	96,039	—
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 5:53 pm EST	Shantanu NarayenDirector	1,065	$32.28	$34,375	25,579	—
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 5:52 pm EST	James M KiltsDirector	1,259	$32.28	$40,625	114,785	—
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 5:52 pm EST	Joseph EchevarriaDirector	1,065	$32.28	$34,375	7,078	—
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 12:49 pm EST	John D YoungGroup President	9	$32.28	$291	5,134	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 15, 2018 SForm 4 →	Nov 16, 4:50 pm EST	ICU MEDICAL INC/DEICUI	2,500,000	$209.25	$523,125,000	0	−100%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	55,556	$18.00	$1,000,008	22,032,040	+0.25%	plan?
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	21,976,484	—	—	21,976,484	—	plan?
Aug 13, 2018 SForm 4 →	Aug 15, 4:33 pm EDT	ICU MEDICAL INC/DEICUI	700,000	$284.35	$199,045,000	2,500,000	−21.9%	plan?
Oct 10, 2017 PForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	40,000	$17.00	$680,000	1,427,639	+2.88%	plan?
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	1,387,639	—	plan?
Oct 6, 2015 PForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	714,285	$7.00	$4,999,995	2,253,509	+46.4%	plan?
Oct 5, 2015 CJForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,775,079	$7.00	$1,650,985	2,489,364	—	plan?
Aug 10, 2015 SForm 4 →	Aug 12, 4:30 pm EDT	AQUINOX PHARMACEUTICALS, INCAQXP	259,927	$26.47	$6,880,295	975,403	−21.0%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Δ stake
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	4,185,997	—	—	—
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	—
Oct 5, 2015 CForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,539,224	—	—	—