SEC Form 4 · accession 0001225208-16-025627
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Maddaluna
Officer — Executive Vice President
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | F | 721 | $30.17 | D | 78,052 | D | |
| Common Stock | holding | — | — | — | 52,303 | I | By Rule 16b-3 Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units (AIP)F3,F2,F4 | — | Feb 1, 2016 | I | 1,989 | D | — | — | Common Stock | 1,989 | 16,573 | D |
Explanation of responses
- F1The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the distribution of Performance Share Awards (including dividend equivalents thereon).
- F2Each unit represents one phantom share of common stock.
- F3These units represent periodic installments of units being settled in cash.
- F4These units represent incentive compensation that has been deferred and have been settled in cash in annual installments.