SEC Form 4 · accession 0001225208-16-028809
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rady A Johnson
Officer — Executive Vice President
Period of report
Feb 28, 2016
Accepted (ET)
Mar 1, 2016 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2016 | A | 1,802 | $0.00 | A | 55,012 | D | |
| Common StockF2 | Feb 28, 2016 | F | 667 | $30.23 | D | 54,345 | D | |
| Common StockF3 | Feb 28, 2016 | F | 1,335 | $30.23 | D | 53,010 | D | |
| Common Stock | holding | — | — | — | 401 | I | By Rule 16b-3 Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
- F2The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).
- F3The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).