SEC Form 4 · accession 0001225208-16-030742
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Kilts
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Apr 1, 2016 | A | 1,394 | A | — | — | Common Stock | 1,394 | 117,327 | D |
Explanation of responses
- F1Each unit represents one phantom share of common stock.
- F2These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.