Company · CIK 0000072971 · SIC 6021 — National Commercial Banks · NYSE

WELLS FARGO & COMPANY/MN · WFC

Insider activity reported against this company. All insider holders · Files at: NAD, NQP, NKG, NTC, NAZ, NUM, NZF, PMX and 15 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $6.1M · 6sales $464.9M · 38net −$458.8M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 17, 2017 PForm 4 →	Apr 17, 11:20 am EDT	Timothy J SloanCEO & President, Director	39,000	$51.65	$2,014,350	754,581	+5.45%	plan?
Apr 10, 2017 SForm 4 →	Apr 12, 6:15 pm EDT	BERKSHIRE HATHAWAY INC +110% Owner	7,134,447	$53.81	$383,924,253	497,165,023	−1.41%	plan?
Mar 31, 2017 FGMForm 4 →	Jul 18, 1:01 pm EDT	Richard LevyExecutive VP & Controller	59,898	$54.99	$72,003	1,645	—	plan? late
Mar 23, 2017 FGMForm 4 →	May 2, 12:43 pm EDT	Hope A. HardisonSr. Executive Vice President	118,644	$35.64	$2,921,464	13,367	—	plan? late
Mar 23, 2017 GForm 4 →	Apr 28, 3:13 pm EDT	Avid ModjtabaiSr. Executive Vice President	95,488	—	—	489,824	—	plan? late
Mar 22, 2017 GForm 4 →	Jun 9, 2:52 pm EDT	David M CarrollSenior Exec. Vice President	109,714	—	—	365,743	—	plan? late
Mar 21, 2017 GForm 4 →	Jun 2, 1:57 pm EDT	Michael J LoughlinSr. Executive Vice President	50,262	—	—	272,963	—	plan? late
Mar 21, 2017 GForm 4 →	Apr 21, 7:27 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	82,810	—	—	318,161	—	plan? late
Mar 15, 2017 FMForm 4 →	Mar 17, 2:38 pm EDT	James M StrotherSr. Executive Vice President	73,405	$58.71	$1,376,604	247,509	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 2:28 pm EDT	Timothy J SloanCEO & President, Director	149,686	$58.71	$2,907,486	715,581	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 2:14 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	86,978	$58.71	$1,655,038	41,680	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 1:58 pm EDT	Petros G PelosSr. Executive Vice President	77,990	$58.71	$1,564,085	24,708	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 1:19 pm EDT	Michael J LoughlinSr. Executive Vice President	64,804	$58.71	$1,208,633	23,638	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 1:10 pm EDT	Richard LevyExecutive VP & Controller	80,521	$58.71	$1,588,121	28,366	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 1:01 pm EDT	Hope A. HardisonSr. Executive Vice President	44,973	$58.71	$838,156	18,440	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 12:51 pm EDT	Franklin R CodelSr. Executive Vice President	23,164	$58.71	$440,881	87,226	—	plan?
Mar 15, 2017 FMForm 4 →	Mar 17, 12:43 pm EDT	David M CarrollSenior Exec. Vice President	144,620	$58.71	$2,634,992	54,857	—	plan?
Mar 13, 2017 FGMForm 4 →	Mar 17, 1:50 pm EDT	Avid ModjtabaiSr. Executive Vice President	296,954	$58.71	$3,045,979	47,744	—	plan? late
Mar 3, 2017 FMForm 4 →	Mar 7, 1:31 pm EST	Avid ModjtabaiSr. Executive Vice President	473,687	$40.62	$19,238,928	72,873	—	plan?
Mar 3, 2017 SForm 4 →	Mar 3, 3:18 pm EST	David M CarrollSenior Exec. Vice President	117,704	$59.02	$6,946,890	310,886	−27.5%	plan?
Mar 1, 2017 FMForm 4/A →	Mar 31, 12:19 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	10,170	$59.73	$607,433	10,807	—	plan?
Mar 1, 2017 FMForm 4/A →	Mar 31, 12:13 pm EDT	Michael J LoughlinSr. Executive Vice President	20	$59.73	$1,170	7	—	plan?
Mar 1, 2017 FMForm 4 →	Mar 3, 4:16 pm EST	Susan SwensonDirector	11,823	$44.75	$529,101	101,654	—	plan?
Mar 1, 2017 FMForm 4 →	Mar 3, 4:07 pm EST	John R. ShrewsberrySenior Executive VP & CFO	9,895	$59.73	$591,022	11,082	—	plan? amended
Mar 1, 2017 FMForm 4 →	Mar 3, 3:45 pm EST	Michael J LoughlinSr. Executive Vice President	19	$59.73	$1,125	7	—	plan? amended
Mar 1, 2017 MForm 4 →	Mar 3, 3:30 pm EST	Enrique Hernandez Jr.Director	8,031	$59.73	$479,692	34,322	—	plan?
Mar 1, 2017 MForm 4 →	Mar 3, 3:25 pm EST	Susan E EngelDirector	3,516	$59.73	$210,011	22,705	—	plan?
Feb 21, 2017 AForm 4 →	Feb 23, 1:18 pm EST	Ronald SargentDirector	15	—	—	15	—	plan?
Feb 21, 2017 AForm 4 →	Feb 23, 1:14 pm EST	Karen B PeetzDirector	15	—	—	273	—	plan?
Feb 7, 2017 GForm 4 →	Mar 2, 3:25 pm EST	Hope A. HardisonSr. Executive Vice President	6,558	—	—	91,242	—	plan? late
Jan 26, 2017 FMForm 4 →	Jan 27, 2:01 pm EST	Cynthia MilliganDirector	12,020	$44.02	$529,072	81,550	—	plan?
Jan 26, 2017 FMForm 4 →	Jan 27, 1:51 pm EST	Franklin R CodelSr. Executive Vice President	58,414	$44.06	$2,573,457	79,081	—	plan?
Jan 25, 2017 FMForm 4 →	Jan 27, 1:55 pm EST	Hope A. HardisonSr. Executive Vice President	23,641	$43.96	$1,039,338	5,298	—	plan?
Jan 20, 2017 FMForm 4 →	Jan 24, 1:02 pm EST	Enrique Hernandez Jr.Director	12,198	$43.38	$529,114	26,291	—	plan?
Jan 17, 2017 FGMForm 4 →	Mar 17, 1:29 pm EDT	Mary T MackSr. Executive Vice President	64,344	$58.71	$1,200,886	38,988	—	plan? late
Jan 17, 2017 FMForm 4 →	Jan 19, 1:24 pm EST	John S ChenDirector	12,313	$42.97	$529,101	34,674	—	plan?
Oct 18, 2016 GForm 5 →	Feb 13, 2017, 1:57 pm EST	John D Baker IIDirector	307	—	—	0	—	plan?
Sep 16, 2016 GForm 5 →	Feb 13, 2017, 2:25 pm EST	Cynthia MilliganDirector	6,650	—	—	8,675	—	plan?
Aug 17, 2016 GForm 5 →	Feb 13, 2017, 2:38 pm EST	John G StumpfFormer Chairman & CEO, Director	646,678	—	—	167,500	—	plan?
Aug 8, 2016 FMForm 4 →	Aug 9, 3:41 pm EDT	Timothy J SloanPresident & COO	150,875	$39.34	$5,934,721	664,940	—	plan?
Aug 8, 2016 SForm 4 →	Aug 9, 3:41 pm EDT	Timothy J SloanPresident & COO	20,500	$48.92	$1,002,860	650,815	−3.05%	plan?
Aug 3, 2016 GForm 5 →	Feb 13, 2017, 2:31 pm EST	Avid ModjtabaiSr. Executive Vice President	9,010	—	—	100	—	plan?
Aug 3, 2016 GForm 5 →	Feb 13, 2017, 2:17 pm EST	Michael J LoughlinSr. Executive Vice President	7,364	—	—	272,328	—	plan?
Jul 29, 2016 GForm 5 →	Feb 13, 2017, 2:02 pm EST	David M CarrollSenior Exec. Vice President	10,506	—	—	0	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:47 pm EDT	Carrie L TolstedtSr. Executive Vice President	6,720	$48.13	$107,606	4,830	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:42 pm EDT	James M StrotherSr. Executive Vice President	3,361	$48.13	$53,827	220,999	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:36 pm EDT	Timothy J SloanPresident & COO	10,080	$48.13	$161,385	671,315	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:30 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	6,825	$48.13	$112,660	7,065	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:21 pm EDT	Avid ModjtabaiSr. Executive Vice President	6,825	$48.13	$112,660	4,605	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:15 pm EDT	Michael J LoughlinSr. Executive Vice President	3,361	$48.13	$53,827	3,682	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:09 pm EDT	Hope A. HardisonSr. Executive Vice President	3,413	$48.13	$56,330	2,019	—	plan?
Jul 28, 2016 FMForm 4 →	Jul 29, 3:05 pm EDT	David M CarrollSenior Exec. Vice President	6,523	$48.13	$98,125	5,253	—	plan?
Jul 22, 2016 FMForm 4 →	Jul 26, 2:54 pm EDT	James M StrotherSr. Executive Vice President	3,857	$48.32	$61,984	219,875	—	plan?
Jul 22, 2016 FMForm 4 →	Jul 26, 2:12 pm EDT	Avid ModjtabaiSr. Executive Vice President	7,832	$48.32	$129,763	2,461	—	plan?
Jul 22, 2016 FMForm 4 →	Jul 26, 1:32 pm EDT	David M CarrollSenior Exec. Vice President	7,486	$48.32	$113,044	2,807	—	plan?
Jun 15, 2016 FGMForm 4 →	Jul 26, 1:48 pm EDT	Hope A. HardisonSr. Executive Vice President	61,517	$48.32	$38,959	947	—	plan? late
Jun 13, 2016 FGMForm 4 →	Aug 9, 3:50 pm EDT	John G StumpfChairman & CEO, Director	3,298,331	$39.34	$108,552,911	258,439	—	plan? late
Jun 7, 2016 FGMForm 4 →	Jul 26, 2:20 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	18,233	$48.32	$259,523	4,921	—	plan? late
Jun 6, 2016 FGMForm 4 →	Jul 26, 2:40 pm EDT	Timothy J SloanPresident & COO	20,407	$48.32	$185,897	667,941	—	plan? late
May 25, 2016 GForm 4 →	May 27, 1:28 pm EDT	Cynthia MilliganDirector	3,960	—	—	78,302	—	plan?
May 17, 2016 GForm 5 →	Feb 13, 2017, 2:09 pm EST	Elizabeth A DukeDirector	200	—	—	4,225	—	plan?
May 3, 2016 PForm 4 →	May 4, 1:00 pm EDT	James H. QuigleyDirector	2,000	$49.97	$99,940	2,150	+1,333%	plan?
May 2, 2016 FMForm 4 →	May 4, 1:05 pm EDT	Timothy J SloanPresident & COO	242,290	$41.82	$10,132,173	672,760	—	plan?
Apr 29, 2016 FGMForm 4 →	Jul 19, 1:20 pm EDT	Richard LevyExecutive VP & Controller	85,833	$47.71	$62,727	1,946	—	plan? late
Apr 27, 2016 SForm 4 →	Apr 28, 3:05 pm EDT	James M StrotherSr. Executive Vice President	40,000	$50.77	$2,030,800	218,584	−15.5%	plan?
Apr 27, 2016 SForm 4 →	Apr 28, 2:43 pm EDT	Avid ModjtabaiSr. Executive Vice President	55,000	$50.77	$2,792,350	364,802	−13.1%	plan?
Apr 26, 2016 AForm 4 →	Apr 28, 4:00 pm EDT	Susan SwensonDirector	3,535	—	—	98,689	—	plan?
Apr 26, 2016 AForm 4 →	Apr 28, 2:47 pm EDT	Federico F PenaDirector	3,535	—	—	23,066	—	plan?
Apr 26, 2016 AForm 4 →	Apr 28, 2:20 pm EDT	Enrique Hernandez Jr.Director	3,535	—	—	23,701	—	plan?
Apr 26, 2016 AForm 4 →	Apr 28, 2:14 pm EDT	Susan E EngelDirector	3,535	—	—	19,189	—	plan?
Apr 26, 2016 AForm 4 →	Apr 28, 1:34 pm EDT	John S ChenDirector	3,535	—	—	32,199	—	plan?
Apr 22, 2016 SForm 4 →	Apr 26, 2:54 pm EDT	David M CarrollSenior Exec. Vice President	62,300	$50.28	$3,132,444	423,337	−12.8%	plan?
Apr 21, 2016 FGMForm 4 →	Jul 26, 3:08 pm EDT	Carrie L TolstedtSr. Executive Vice President	247,142	$48.32	$123,965	2,581	—	plan? late
Apr 20, 2016 FMForm 4 →	Apr 22, 1:56 pm EDT	Judith M RunstadDirector	10,953	$39.57	$433,401	36,213	—	plan?
Apr 18, 2016 FMForm 4 →	Apr 20, 2:49 pm EDT	Susan E EngelDirector	11,095	$39.06	$433,421	15,654	—	plan?
Apr 7, 2016 GForm 5 →	Feb 13, 2017, 2:43 pm EST	Suzanne M VautrinotDirector	200	—	—	0	—	plan?
Apr 1, 2016 FGMForm 4 →	May 27, 1:35 pm EDT	John G StumpfChairman & CEO, Director	3,669,981	$41.36	$128,747,294	269,429	—	plan? late
Mar 29, 2016 GForm 4 →	May 27, 1:31 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	128,225	—	—	279,326	—	plan? late
Mar 29, 2016 GForm 4 →	Apr 28, 2:43 pm EDT	Avid ModjtabaiSr. Executive Vice President	239,130	—	—	419,802	—	plan? late
Mar 24, 2016 GForm 4 →	Apr 26, 2:54 pm EDT	David M CarrollSenior Exec. Vice President	263,346	—	—	485,637	—	plan? late
Mar 18, 2016 FGMForm 4 →	Jul 26, 2:00 pm EDT	Michael J LoughlinSr. Executive Vice President	113,517	$48.32	$61,984	2,558	—	plan? late
Mar 18, 2016 GForm 4 →	Apr 5, 1:45 pm EDT	Stephen W SangerDirector	4,460	—	—	21,492	—	plan? late
Mar 15, 2016 FMForm 4 →	Mar 17, 2:40 pm EDT	Carrie L TolstedtSr. Executive Vice President	378,785	$49.98	$6,474,159	119,715	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 2:30 pm EDT	John G StumpfChairman & CEO, Director	884,788	$49.98	$15,144,607	278,761	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 2:22 pm EDT	James M StrotherSr. Executive Vice President	188,230	$49.98	$3,216,346	258,584	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 2:14 pm EDT	Timothy J SloanPresident & COO	380,822	$49.98	$6,522,652	652,670	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 1:57 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	194,903	$49.98	$3,293,206	63,122	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 1:46 pm EDT	Avid ModjtabaiSr. Executive Vice President	378,675	$49.98	$6,475,160	119,565	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 1:38 pm EDT	Michael J LoughlinSr. Executive Vice President	168,380	$49.98	$2,837,611	56,096	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 1:33 pm EDT	Richard LevyExecutive VP & Controller	128,716	$49.98	$2,203,795	41,743	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 1:23 pm EDT	Hope A. HardisonSr. Executive Vice President	83,023	$49.98	$1,350,874	29,792	—	plan?
Mar 15, 2016 FMForm 4 →	Mar 17, 1:09 pm EDT	David M CarrollSenior Exec. Vice President	367,979	$49.98	$5,930,266	130,673	—	plan?
Mar 11, 2016 PForm 4 →	May 6, 4:11 pm EDT	Federico F PenaDirector	85	$49.50	$4,208	85	—	plan? late
Mar 11, 2016 FMForm 4 →	Mar 14, 2:35 pm EDT	Stephen W SangerDirector	10,986	$39.45	$433,421	2,330	—	plan?
Mar 11, 2016 SForm 4 →	Mar 14, 2:28 pm EDT	Lloyd H DeanDirector	2,210	$49.93	$110,345	1,122	−66.3%	plan?
Mar 10, 2016 GForm 4 →	Mar 14, 2:28 pm EDT	Lloyd H DeanDirector	4,420	—	—	3,332	—	plan?
Mar 10, 2016 SForm 4 →	Mar 11, 1:21 pm EST	Timothy J SloanPresident & COO	10,000	$48.16	$481,600	532,858	−1.84%	plan?
Mar 9, 2016 FMForm 4 →	Mar 11, 1:13 pm EST	Enrique Hernandez Jr.Director	11,099	$39.05	$433,394	20,166	—	plan?
Mar 2, 2016 FMForm 4 →	Mar 3, 2:52 pm EST	James M StrotherSr. Executive Vice President	246,404	$41.28	$10,172,081	199,059	—	plan?
Mar 1, 2016 FMForm 4/A →	Mar 25, 1:21 pm EDT	Michael J LoughlinSr. Executive Vice President	19	$48.72	$927	1,267	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 28, 2017 MForm 4 →	Aug 1, 1:23 pm EDT	Michael J LoughlinSr. Executive Vice President	2,306	—	—	4,611	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:17 pm EDT	Hope A. HardisonSr. Executive Vice President	2,306	—	—	4,611	—
Jul 24, 2017 MForm 4 →	Jul 25, 4:35 pm EDT	Franklin R CodelSr. Executive Vice President	10,362	—	—	0	—
Jul 22, 2017 MForm 4 →	Jul 25, 4:27 pm EDT	Timothy J SloanCEO & President, Director	7,939	—	—	7,939	—
Jul 22, 2017 MForm 4 →	Jul 25, 4:21 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	10,585	—	—	10,585	—
Jul 22, 2017 MForm 4 →	Jul 25, 4:17 pm EDT	Avid ModjtabaiSr. Executive Vice President	5,293	—	—	5,292	—
Jul 22, 2017 MForm 4 →	Jul 25, 4:12 pm EDT	Michael J LoughlinSr. Executive Vice President	2,646	—	—	2,646	—
Jul 22, 2017 MForm 4 →	Jul 25, 4:07 pm EDT	Hope A. HardisonSr. Executive Vice President	1,588	—	—	1,587	—
Jul 15, 2017 MForm 4 →	Jul 18, 1:01 pm EDT	Richard LevyExecutive VP & Controller	2,588	—	—	2,588	—
Jul 1, 2017 AForm 4 →	Jul 5, 1:32 pm EDT	Ronald SargentDirector	627	$55.41	$34,750	4,906	—
Jul 1, 2017 AForm 4 →	Jul 5, 1:27 pm EDT	Stephen W SangerDirector	2,089	$55.41	$115,750	125,355	—
Jul 1, 2017 AForm 4 →	Jul 5, 1:21 pm EDT	Lloyd H DeanDirector	365	$55.41	$20,250	27,040	—
Jul 1, 2017 AForm 4 →	Jul 5, 1:16 pm EDT	John D Baker IIDirector	952	$55.41	$52,750	83,219	—
Jun 8, 2017 MForm 4 →	Jun 9, 1:34 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	92,230	—	—	0	—
Apr 28, 2017 MForm 4 →	May 2, 12:43 pm EDT	Hope A. HardisonSr. Executive Vice President	47,620	—	—	0	—
Apr 25, 2017 AForm 4 →	Apr 27, 1:55 pm EDT	Suzanne M VautrinotDirector	3,300	$54.56	$180,048	11,140	—
Apr 25, 2017 AForm 4 →	Apr 27, 1:47 pm EDT	Ronald SargentDirector	3,234	$54.56	$176,447	4,248	—
Apr 25, 2017 AForm 4 →	Apr 27, 1:42 pm EDT	Stephen W SangerDirector	3,300	$54.56	$180,048	122,373	—
Apr 25, 2017 AForm 4 →	Apr 27, 1:39 pm EDT	James H. QuigleyDirector	3,300	$54.56	$180,048	16,134	—
Apr 25, 2017 AForm 4 →	Apr 27, 1:30 pm EDT	Karen B PeetzDirector	3,234	$54.56	$176,447	3,992	—
Apr 25, 2017 AForm 4 →	Apr 27, 1:04 pm EDT	Donald M JamesDirector	3,300	$54.56	$180,048	76,361	—
Apr 25, 2017 AForm 4 →	Apr 27, 12:55 pm EDT	Elizabeth A DukeDirector	1,650	$54.56	$90,024	7,636	—
Apr 25, 2017 AForm 4 →	Apr 27, 12:50 pm EDT	Lloyd H DeanDirector	3,300	$54.56	$180,048	26,481	—
Apr 25, 2017 AForm 4 →	Apr 27, 12:45 pm EDT	John S ChenDirector	3,300	$54.56	$180,048	15,889	—
Apr 25, 2017 AForm 4 →	Apr 27, 12:41 pm EDT	John D Baker IIDirector	3,300	$54.56	$180,048	81,671	—
Apr 19, 2017 DForm 4 →	Apr 21, 7:27 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	0	$55.66	$17	18,509	—
Apr 19, 2017 DForm 4 →	Apr 21, 7:19 pm EDT	Petros G PelosSr. Executive Vice President	1	$55.66	$59	60,289	—
Apr 19, 2017 DForm 4 →	Apr 21, 7:13 pm EDT	Franklin R CodelSr. Executive Vice President	0	$55.66	$20	18,452	—
Apr 18, 2017 MForm 4 →	Apr 19, 1:10 pm EDT	Stephen W SangerDirector	7,394	—	—	0	—
Apr 18, 2017 MForm 4 →	Apr 19, 1:04 pm EDT	Lloyd H DeanDirector	7,394	—	—	0	—
Apr 17, 2017 IForm 4 →	Apr 19, 1:41 pm EDT	Petros G PelosSr. Executive Vice President	9,557	$52.72	$503,850	60,290	—
Apr 17, 2017 MForm 4 →	Apr 18, 2:34 pm EDT	Susan E EngelDirector	7,394	—	—	0	—
Apr 1, 2017 AForm 4 →	Apr 4, 12:58 pm EDT	John D Baker IIDirector	876	$55.66	$48,750	78,371	—
Apr 1, 2017 AForm 4 →	Apr 4, 12:49 pm EDT	Ronald SargentDirector	256	$55.66	$14,259	1,014	—
Apr 1, 2017 AForm 4 →	Apr 4, 12:43 pm EDT	Stephen W SangerDirector	2,044	$55.66	$113,750	119,073	—
Apr 1, 2017 AForm 4 →	Apr 4, 12:38 pm EDT	Lloyd H DeanDirector	355	$55.66	$19,750	23,181	—
Mar 15, 2017 MForm 4 →	Mar 17, 2:38 pm EDT	James M StrotherSr. Executive Vice President	49,958	—	—	0	—
Mar 15, 2017 MForm 4 →	Mar 17, 2:28 pm EDT	Timothy J SloanCEO & President, Director	100,163	—	—	1,274	—
Mar 15, 2017 MForm 4 →	Mar 17, 2:14 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	58,788	—	—	1,274	—
Mar 15, 2017 MForm 4 →	Mar 17, 1:58 pm EDT	Petros G PelosSr. Executive Vice President	51,349	—	—	4,705	—
Mar 15, 2017 MForm 4 →	Mar 17, 1:50 pm EDT	Avid ModjtabaiSr. Executive Vice President	99,526	—	—	637	—
Mar 15, 2017 MForm 4 →	Mar 17, 1:29 pm EDT	Mary T MackSr. Executive Vice President	43,596	—	—	4,097	—
Mar 15, 2017 MForm 4 →	Mar 17, 1:19 pm EDT	Michael J LoughlinSr. Executive Vice President	44,217	—	—	0	—
Mar 15, 2017 MForm 4 →	Mar 17, 1:10 pm EDT	Richard LevyExecutive VP & Controller	53,470	—	—	574	—
Mar 15, 2017 MForm 4 →	Mar 17, 1:01 pm EDT	Hope A. HardisonSr. Executive Vice President	30,697	—	—	0	—
Mar 15, 2017 MForm 4 →	Mar 17, 12:51 pm EDT	Franklin R CodelSr. Executive Vice President	15,654	—	—	475	—
Mar 15, 2017 MForm 4 →	Mar 17, 12:43 pm EDT	David M CarrollSenior Exec. Vice President	99,738	—	—	850	—
Mar 3, 2017 MForm 4 →	Mar 7, 1:31 pm EST	Avid ModjtabaiSr. Executive Vice President	273,230	—	—	0	—
Mar 1, 2017 MForm 4/A →	Mar 31, 12:19 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	6,956	—	—	18,509	—
Mar 1, 2017 MForm 4/A →	Mar 31, 12:13 pm EDT	Michael J LoughlinSr. Executive Vice President	13	—	—	13,393	—
Mar 1, 2017 MForm 4 →	Mar 3, 4:16 pm EST	Susan SwensonDirector	7,394	—	—	0	—
Mar 1, 2017 MForm 4 →	Mar 3, 4:07 pm EST	John R. ShrewsberrySenior Executive VP & CFO	6,956	—	—	18,509	—	amended
Mar 1, 2017 MForm 4 →	Mar 3, 3:45 pm EST	Michael J LoughlinSr. Executive Vice President	13	—	—	13,393	—	amended
Mar 1, 2017 MForm 4 →	Mar 3, 3:30 pm EST	Enrique Hernandez Jr.Director	8,030	—	—	65,221	—
Mar 1, 2017 MForm 4 →	Mar 3, 3:25 pm EST	Susan E EngelDirector	3,515	—	—	98,341	—
Feb 28, 2017 AForm 4 →	Mar 2, 4:49 pm EST	James M StrotherSr. Executive Vice President	44,217	—	—	44,217	—
Feb 28, 2017 AForm 4 →	Mar 2, 4:45 pm EST	Timothy J SloanCEO & President, Director	97,277	—	—	97,277	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:56 pm EST	John R. ShrewsberrySenior Executive VP & CFO	49,523	—	—	49,523	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:52 pm EST	Petros G PelosSr. Executive Vice President	50,566	—	—	5,760	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:46 pm EST	Avid ModjtabaiSr. Executive Vice President	97,277	—	—	97,277	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:41 pm EST	Mary T MackSr. Executive Vice President	35,652	—	—	3,816	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:36 pm EST	Michael J LoughlinSr. Executive Vice President	44,217	—	—	44,217	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:31 pm EST	Richard LevyExecutive VP & Controller	51,882	—	—	51,882	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:25 pm EST	Hope A. HardisonSr. Executive Vice President	30,068	—	—	30,068	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:20 pm EST	Franklin R CodelSr. Executive Vice President	720	—	—	720	—
Feb 28, 2017 AForm 4 →	Mar 2, 3:12 pm EST	David M CarrollSenior Exec. Vice President	97,277	—	—	97,277	—
Feb 21, 2017 AForm 4 →	Feb 23, 1:18 pm EST	Ronald SargentDirector	758	$58.25	$44,154	758	—
Feb 21, 2017 AForm 4 →	Feb 23, 1:14 pm EST	Karen B PeetzDirector	758	$58.25	$44,154	758	—
Jan 26, 2017 MForm 4 →	Jan 27, 2:01 pm EST	Cynthia MilliganDirector	7,394	—	—	0	—
Jan 26, 2017 MForm 4 →	Jan 27, 1:51 pm EST	Franklin R CodelSr. Executive Vice President	33,640	—	—	0	—
Jan 25, 2017 MForm 4 →	Jan 27, 1:55 pm EST	Hope A. HardisonSr. Executive Vice President	13,460	—	—	0	—
Jan 20, 2017 MForm 4 →	Jan 24, 1:02 pm EST	Enrique Hernandez Jr.Director	7,394	—	—	0	—
Jan 17, 2017 MForm 4 →	Jan 19, 1:24 pm EST	John S ChenDirector	7,394	—	—	0	—
Jan 1, 2017 AForm 4 →	Jan 4, 1:58 pm EST	Stephen W SangerDirector	2,125	$55.11	$117,128	116,289	—
Jan 1, 2017 AForm 4 →	Jan 4, 1:53 pm EST	Donald M JamesDirector	812	$55.11	$44,750	72,599	—
Jan 1, 2017 AForm 4 →	Jan 4, 1:47 pm EST	Lloyd H DeanDirector	261	$55.11	$14,375	22,682	—
Jan 1, 2017 AForm 4 →	Jan 4, 1:39 pm EST	John D Baker IIDirector	921	$55.11	$50,750	77,006	—
Nov 4, 2016 AForm 4 →	Nov 8, 1:36 pm EST	Franklin R CodelSr. Executive Vice President	86	$44.60	$3,831	18,202	—
Oct 1, 2016 AForm 4 →	Oct 4, 1:31 pm EDT	Stephen W SangerDirector	1,411	$44.28	$62,500	113,371	—
Oct 1, 2016 AForm 4 →	Oct 4, 1:24 pm EDT	Donald M JamesDirector	785	$44.28	$34,750	71,288	—
Oct 1, 2016 AForm 4 →	Oct 4, 1:19 pm EDT	Lloyd H DeanDirector	268	$44.28	$11,875	22,265	—
Oct 1, 2016 AForm 4 →	Oct 4, 1:13 pm EDT	John D Baker IIDirector	1,101	$44.28	$48,750	75,556	—
Sep 27, 2016 DForm 4 →	Sep 29, 5:15 pm EDT	John G StumpfChairman & CEO, Director	37,916	—	—	0	—
Aug 8, 2016 MForm 4 →	Aug 9, 3:50 pm EDT	John G StumpfChairman & CEO, Director	1,509,006	—	—	0	—
Aug 8, 2016 MForm 4 →	Aug 9, 3:41 pm EDT	Timothy J SloanPresident & COO	82,500	—	—	411,580	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:47 pm EDT	Carrie L TolstedtSr. Executive Vice President	4,485	—	—	13,452	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:42 pm EDT	James M StrotherSr. Executive Vice President	2,242	—	—	6,726	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:36 pm EDT	Timothy J SloanPresident & COO	6,727	—	—	20,178	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:30 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	4,485	—	—	13,452	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:21 pm EDT	Avid ModjtabaiSr. Executive Vice President	4,485	—	—	13,452	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:15 pm EDT	Michael J LoughlinSr. Executive Vice President	2,242	—	—	6,726	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:09 pm EDT	Hope A. HardisonSr. Executive Vice President	2,242	—	—	6,726	—
Jul 28, 2016 MForm 4 →	Jul 29, 3:05 pm EDT	David M CarrollSenior Exec. Vice President	4,485	—	—	13,452	—
Jul 22, 2016 MForm 4 →	Jul 26, 3:08 pm EDT	Carrie L TolstedtSr. Executive Vice President	5,146	—	—	10,292	—
Jul 22, 2016 MForm 4 →	Jul 26, 2:54 pm EDT	James M StrotherSr. Executive Vice President	2,574	—	—	5,145	—
Jul 22, 2016 MForm 4 →	Jul 26, 2:40 pm EDT	Timothy J SloanPresident & COO	7,719	—	—	15,438	—
Jul 22, 2016 MForm 4 →	Jul 26, 2:20 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	10,292	—	—	20,584	—
Jul 22, 2016 MForm 4 →	Jul 26, 2:12 pm EDT	Avid ModjtabaiSr. Executive Vice President	5,146	—	—	10,292	—
Jul 22, 2016 MForm 4 →	Jul 26, 2:00 pm EDT	Michael J LoughlinSr. Executive Vice President	2,574	—	—	5,145	—
Jul 22, 2016 MForm 4 →	Jul 26, 1:48 pm EDT	Hope A. HardisonSr. Executive Vice President	1,544	—	—	3,087	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 23, 2026 JForm 4 →	Sep 25, 11:18 am EDT	Nuveen Quality Municipal Income FundNAD	500	—	—	1,738	—
Jun 10, 2026 JForm 4 →	Jun 12, 12:44 pm EDT	Nuveen Quality Municipal Income FundNAD	750	—	—	2,238	—
Dec 28, 2018 JForm 4 →	Jan 2, 2019, 10:52 am EST	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP	435	—	—	0	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:04 am EST	NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUNDNTC	2,240	—	—	1,120	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:01 am EST	NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG	1,170	—	—	585	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:01 am EST	NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUNDNUM	3,460	—	—	1,730	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:00 am EST	NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUNDNAZ	1,766	—	—	883	—	plan?
Dec 4, 2018 JForm 4 →	Dec 6, 10:58 am EST	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP	435	—	—	435	—	plan?
Oct 23, 2018 JForm 4 →	Oct 24, 12:40 pm EDT	NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG	235	—	—	585	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:02 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ	1,371	—	—	293	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:00 pm EDT	PIMCO MUNICIPAL INCOME FUND IIIPMX	1,424	—	—	343	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:00 pm EDT	PIMCO MUNICIPAL INCOME FUND IIPML	2,810	—	—	687	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:56 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC	1,241	—	—	271	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:54 pm EDT	PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI	591	—	—	210	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:53 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK	1,619	—	—	343	—	plan?
Aug 6, 2018 JForm 4 →	Sep 5, 10:54 am EDT	MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF	600	—	—	0	—	plan? late
Mar 29, 2018 JForm 4 →	Mar 30, 10:38 am EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	15,460	—	—	7,730	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 6:02 pm EST	Nuveen Quality Municipal Income FundNAD	10,140	—	—	6,070	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 5:50 pm EST	Nuveen AMT-Free Municipal Credit Income FundNVG	6,458	—	—	4,054	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 5:45 pm EST	Nuveen California Quality Municipal Income FundNAC	4,650	—	—	3,200	—	plan?
Nov 16, 2017 AForm 4 →	Nov 17, 5:24 pm EST	Nuveen California Quality Municipal Income FundNAC	1,600	—	—	1,600	—	plan?
Oct 19, 2017 JForm 4 →	Mar 13, 2018, 12:08 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	1,000	$100,000.00	$100,000,000	7,730	—	plan? late
Mar 1, 2017 JForm 4 →	Mar 2, 2:45 pm EST	NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUNDNMT	1,480	—	—	740	—	plan?
Nov 17, 2016 JForm 4 →	Nov 21, 4:56 pm EST	NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUNDNQP	2,175	—	—	2,175	—	plan?
Oct 19, 2016 JForm 4 →	Oct 21, 11:37 am EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	1,000	—	—	8,730	—	plan?
Sep 12, 2016 JForm 4 →	Sep 14, 3:53 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	5,350	—	—	7,730	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:41 pm EDT	NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUNDNQP	1,350	—	—	870	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:37 pm EDT	NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDNTC	2,180	—	—	1,120	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:35 pm EDT	NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2NKG	1,570	—	—	820	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.