SEC Form 5 · accession 0001127602-17-005312
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Loughlin
Officer — Sr. Executive Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Aug 3, 2016 | G | 3,682 | $0.00 | D | 0 | D | |
| Common Stock, $1 2/3 Par ValueF1 | Aug 3, 2016 | G | 3,682 | $0.00 | A | 272,328 | I | Through Family Trust |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 8,418 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 410.964 shares on 6/1/2016, 27.764 shares on 9/1/2016, and 26.094 shares on 12/1/2016.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of December 30, 2016, as if investable cash equivalents held by Plan were fully invested in Company common stock.