SEC Form 4 · accession 0001127602-17-022738
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd H Dean
Director
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 8,099 | D | ||
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 35,095 | I | Through Family Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 264 | I | Through Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Jul 1, 2017 | A | 365 | A | — | — | Common Stock, $1 2/3 Par Value | 365 | 27,040 | D |
Explanation of responses
- F1Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 39.278 shares on 6/1/2017.
- F2Each phantom stock unit represents the right to receive one share of Company common stock.
- F3Deferred compensation shares payable in installments based upon director's election.