SEC Form 4 · accession 0001127602-17-010054
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Engel
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Mar 1, 2017 | M | 3,516 | $59.73 | A | 22,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Mar 1, 2017 | M | 3,515 | D | — | — | Common Stock, $1 2/3 Par Value | 3,515 | 98,341 | D |
Explanation of responses
- F1Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan.
- F2Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
- F3Deferred compensation shares payable in installments based upon director's election.