SEC Form 4 · accession 0001127602-17-016260

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Executive Vice President

Period of report

Mar 23, 2017

Accepted (ET)

May 2, 2017 · 12:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value	Mar 23, 2017	G	18,331	$0.00	D	109	D
Common Stock, $1 2/3 Par Value	Mar 23, 2017	G	18,331	$0.00	A	109,573	I	Through Family Trust
Common Stock, $1 2/3 Par Value	Apr 28, 2017	M	18,450	$31.40	A	18,559	D
Common Stock, $1 2/3 Par Value	Apr 28, 2017	F	14,772	$53.84	D	3,787	D
Common Stock, $1 2/3 Par Value	Apr 28, 2017	M	9,170	$25.20	A	12,957	D
Common Stock, $1 2/3 Par Value	Apr 28, 2017	F	6,837	$53.84	D	6,120	D
Common Stock, $1 2/3 Par Value	Apr 28, 2017	M	20,000	$13.05	A	26,120	D
Common Stock, $1 2/3 Par Value	Apr 28, 2017	F	12,753	$53.84	D	13,367	D
Common Stock, $1 2/3 Par Value^F1	holding	—	—		—	12,019	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Purchase Option^F2	$31.40	Apr 28, 2017	M	18,450	D	—	Feb 26, 2018	Common Stock, $1 2/3 Par Value	18,450	D
Employee Stock Purchase Option^F3	$25.20	Apr 28, 2017	M	9,170	D	—	Jun 24, 2018	Common Stock, $1 2/3 Par Value	9,170	D
Employee Stock Purchase Option^F4	$13.05	Apr 28, 2017	M	20,000	D	—	Feb 24, 2019	Common Stock, $1 2/3 Par Value	20,000	D

F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of March 31, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
F2The employee stock options, representing a right to purchase a total of 18,450 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).
F3The employee stock options, representing a right to purchase a total of 9,170 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/24/2009).
F4The employee stock options, representing a right to purchase a total of 36,800 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/24/2010).