SEC Form 4 · accession 0001127602-16-059867

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & COO

Period of report

Aug 8, 2016

Accepted (ET)

Aug 9, 2016 · 3:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value^F1	Aug 8, 2016	S	20,500	$48.92	D	650,815	D
Common Stock, $1 2/3 Par Value	Aug 8, 2016	M	82,500	$31.40	A	733,315	D
Common Stock, $1 2/3 Par Value	Aug 8, 2016	F	68,375	$48.91	D	664,940	D
Common Stock, $1 2/3 Par Value^F2	holding	—	—		—	1,182	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Purchase Option^F3	$31.40	Aug 8, 2016	M	82,500	D	—	Feb 26, 2018	Common Stock, $1 2/3 Par Value	82,500	411,580	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.922 to $48.9275 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of July 29, 2016, as if investable cash equivalents held by Plan were fully invested in Company common stock.
F3The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).