SEC Form 4 · accession 0001127602-17-010528

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Executive Vice President

Period of report

Mar 3, 2017

Accepted (ET)

Mar 7, 2017 · 1:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value	Mar 3, 2017	M	210,810	$31.40	A	210,910	D
Common Stock, $1 2/3 Par Value	Mar 3, 2017	F	161,272	$58.89	D	49,638	D
Common Stock, $1 2/3 Par Value	Mar 3, 2017	M	62,420	$13.05	A	112,058	D
Common Stock, $1 2/3 Par Value	Mar 3, 2017	F	39,185	$58.89	D	72,873	D
Common Stock, $1 2/3 Par Value^F1	holding	—	—		—	10,465	I	Through 401(k) Plan
Common Stock, $1 2/3 Par Value	holding	—	—		—	369,307	I	Through Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Purchase Option^F2	$31.40	Mar 3, 2017	M	210,810	D	—	Feb 26, 2018	Common Stock, $1 2/3 Par Value	210,810	0	D
Employee Stock Purchase Option^F3	$13.05	Mar 3, 2017	M	62,420	D	—	Feb 24, 2019	Common Stock, $1 2/3 Par Value	62,420	0	D

F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
F2The employee stock options, representing a right to purchase a total of 210,810 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).
F3The employee stock options, representing a right to purchase a total of 320,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/24/2010).