SEC Form 4/A · accession 0001127602-17-013367
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John R. Shrewsberry
Officer — Senior Executive VP & CFO
Period of report
Mar 1, 2017
Accepted (ET)
Mar 31, 2017 · 12:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Mar 1, 2017 | M | 6,956 | $59.73 | A | 14,021 | D | |
| Common Stock, $1 2/3 Par ValueF1,F2 | Mar 1, 2017 | F | 3,214 | $59.73 | D | 10,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F3,F4 | — | Mar 1, 2017 | M | 6,956 | D | — | — | Common Stock, $1 2/3 Par Value | 6,956 | 18,509 | D |
Explanation of responses
- F1Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts.
- F2Includes a fractional share (.3204) for which the executive received $19.14 in cash, which amounts have been amended to account for actual rather than estimated tax withholding.
- F3Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
- F4Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.