Form4insider filings, from the source

Company · CIK 0001562214 · SIC 6282 — Investment Advice

ZAIS Group Holdings, Inc. · ZAIS

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $150.2M · 12sales $53.3M · 8net $96.9M
$10k$10k$1M$1M$100M$100MbuyssalesMar 2015Aug 2015Jan 2016Jun 2016Nov 2016Apr 2017Sep 2017

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
May 18, 2018 DForm 4 →May 18, 4:36 pm EDTMark Andrew RussoGeneral Counsel20,490$4.10$84,0090— plan?
May 18, 2018 DForm 4 →May 18, 4:35 pm EDTDenise DeAngelisSee Remarks40,980$4.10$168,0180— plan?
May 18, 2018 DForm 4 →May 18, 4:35 pm EDTJohn Daniel BurkeDirector69,652$4.10$285,5730— plan?
May 18, 2018 DForm 4 →May 18, 4:35 pm EDTPaul B GuentherDirector79,652$4.10$326,5730— plan?
May 18, 2018 DForm 4 →May 18, 4:35 pm EDTNisha MotaniCFO & Chief Acctg. Ofc.20,490$4.10$84,0090— plan?
May 18, 2018 DForm 4 →May 18, 4:35 pm EDTJames ZinnDirector79,652$4.10$326,5730— plan?
Nov 7, 2017 AForm 4 →Nov 8, 10:28 am ESTJames ZinnDirector13,488——79,652— plan?
Nov 7, 2017 AForm 4 →Nov 8, 10:26 am ESTPaul B GuentherDirector13,488——79,652— plan?
Nov 7, 2017 AForm 4 →Nov 8, 10:24 am ESTJohn Daniel BurkeDirector13,488——69,652— plan?
Sep 5, 2017 PForm 4 →May 21, 2018, 3:17 pm EDTZ Acquisition LLC10% Owner6,500,000$4.10$26,650,0006,500,000— plan? late
Sep 5, 2017 SForm 4/A →Jan 16, 2018, 5:46 pm ESTNeil P. Ramsey10% Owner6,500,000$4.10$26,650,0002,707,056−70.6% plan?
Sep 5, 2017 SForm 4/A →Jan 16, 2018, 5:40 pm ESTRamguard LLC10% Owner6,500,000$4.10$26,650,0002,707,056−70.6% plan?
Sep 5, 2017 SForm 4 →Sep 7, 4:16 pm EDTRamguard LLC10% Owner6,500,000$4.00$26,000,0002,707,056−70.6% plan? amended
Sep 5, 2017 SForm 4 →Sep 7, 4:08 pm EDTNeil P. Ramsey10% Owner6,500,000$4.00$26,000,0002,707,056−70.6% plan? amended
May 9, 2017 AForm 4 →May 11, 4:41 pm EDTJames ZinnDirector21,073——66,164— plan?
May 9, 2017 AForm 4 →May 11, 4:38 pm EDTPaul B GuentherDirector21,073——66,164— plan?
May 9, 2017 AForm 4 →May 11, 4:36 pm EDTJohn Daniel BurkeDirector21,073——56,164— plan?
Mar 17, 2017 FForm 4 →Mar 21, 5:48 pm EDTMichael SzymanskiCEO & President, Director60,680$2.28$138,350102,585— plan?
Mar 17, 2017 FForm 4 →Mar 21, 5:47 pm EDTGregory Paul BarrettHead Client Rels & Bus Dev56,100$2.28$127,90843,900— plan?
Mar 17, 2017 FForm 4 →Mar 21, 5:46 pm EDTNisha MotaniActing CFO & Chief Acctg. Ofc.12,163$2.28$27,73220,490— plan?
Mar 17, 2017 FForm 4 →Mar 21, 5:45 pm EDTHoward SteinbergGeneral Counsel27,101$2.28$61,79038,205— plan?
Dec 30, 2016 AForm 4 →Jan 4, 2017, 4:54 pm ESTHoward SteinbergGeneral Counsel65,306——65,306— plan?
Dec 30, 2016 AForm 4 →Jan 4, 2017, 4:53 pm ESTMarc D. GalliganChief Risk Officer32,653——32,653— plan?
Dec 30, 2016 AForm 4 →Jan 4, 2017, 4:53 pm ESTMichael SzymanskiCEO & President, Director163,265——163,265— plan?
Dec 30, 2016 AForm 4 →Jan 4, 2017, 4:53 pm ESTNisha MotaniActing CFO & Chief Acctg. Ofc.32,653——32,653— plan?
Dec 30, 2016 AForm 4 →Jan 4, 2017, 4:52 pm ESTGregory Paul BarrettHead Client Rels & Bus Dev100,000——100,000— plan?
Nov 1, 2016 AForm 4 →Nov 4, 7:07 pm EDTJames ZinnDirector24,777——45,091— plan? late
Nov 1, 2016 AForm 4 →Nov 4, 7:05 pm EDTJohn Daniel BurkeDirector24,777——35,091— plan? late
Nov 1, 2016 AForm 4 →Nov 2, 8:37 pm EDTPaul B GuentherDirector24,777——45,091— plan?
Apr 21, 2016 AForm 4 →Apr 25, 6:13 pm EDTJohn Daniel BurkeDirector10,314——10,314— plan?
Apr 21, 2016 AForm 4 →Apr 25, 6:12 pm EDTJames ZinnDirector10,314——20,314— plan?
Apr 21, 2016 AForm 4 →Apr 25, 6:11 pm EDTPaul B GuentherDirector10,314——20,314— plan?
Apr 30, 2015 AForm 4 →May 4, 6:11 pm EDTPaul B GuentherDirector10,000——10,000— plan?
Apr 30, 2015 AForm 4 →May 4, 6:11 pm EDTJames ZinnDirector10,000——10,000— plan?
Apr 30, 2015 AForm 4 →May 4, 6:10 pm EDTR Bruce CameronDirector10,000——25,000— plan?
Mar 17, 2015 PForm 4/A →May 21, 2018, 3:18 pm EDTChristian ZugelChief Investmt Officer & Chmn, Director, 10% Owner6,662,498$4.00$26,650,95974,997— plan?
Mar 17, 2015 PForm 4 →Sep 7, 2017, 3:10 pm EDTChristian ZugelChief Investmt Officer & Chmn, Director6,662,498$3.90$26,000,95974,999— plan? late
Mar 17, 2015 PForm 4 →Mar 19, 8:39 pm EDTChristian ZugelChief Investmt Officer & Chmn, Director162,498$0.0059$95974,999— plan? amended
Mar 17, 2015 SForm 4 →Mar 19, 5:30 pm EDTSeymour A. NewmanChief Operating Officer33,778$0.0059$19918,222−65.0% plan?
Mar 17, 2015 SForm 4 →Mar 19, 5:29 pm EDTR Bruce CameronDirector389,318$0.0059$2,29715,000−96.3% plan?
Mar 17, 2015 PForm 4 →Mar 19, 5:29 pm EDTR Bruce CameronDirector94,046$0.0059$55581,210— plan?
Mar 17, 2015 SForm 4 →Mar 19, 5:28 pm EDTJoseph C. CanavanDirector64,557$0.0059$38135,972−64.2% plan?
Mar 17, 2015 SForm 4 →Mar 19, 4:23 pm EDTNeil P. Ramsey10% Owner757,742$0.0059$4,471378,231−66.7% plan?
Mar 17, 2015 PForm 4 →Mar 19, 4:23 pm EDTNeil P. Ramsey10% Owner3,492,745$0.0059$20,6079,207,056+61.1% plan?
Mar 17, 2015 PForm 4 →Mar 19, 4:18 pm EDTd.Quant Special Opportunities Fund, LP10% Owner3,492,745$0.0059$20,6079,207,056+61.1% plan?
Mar 17, 2015 PForm 4 →Mar 19, 3:09 pm EDTR Bradley ForthEVP, CFO, Secretary40,499$0.0059$23984,851+91.3% plan? amended
Mar 17, 2015 SForm 4 →Mar 19, 3:09 pm EDTR Bradley ForthEVP, CFO, Secretary251,253$0.0059$1,4820−100% plan? amended
Mar 17, 2015 SForm 4 →Mar 19, 3:05 pm EDTRobert H ZerbstDirector19,853$0.0059$11713,657−59.2% plan?
Mar 17, 2015 SForm 4 →Mar 19, 3:04 pm EDTOscar JunqueraDirector53,381$0.0059$31530,393−63.7% plan?
Mar 12, 2015 PForm 4 →Mar 16, 2:13 pm EDTR Bruce CameronChairman, Director21,000$10.50$220,41621,000— plan?
Mar 6, 2015 PForm 4 →Mar 9, 1:56 pm EDTR Bradley ForthEVP, CFO, Secretary5,000$10.50$52,500303,961+1.67% plan?
Mar 5, 2015 PForm 4 →Mar 5, 3:34 pm ESTSeymour A. NewmanChief Operating Officer1,000$10.50$10,50052,000+1.96% plan?
Mar 4, 2015 PForm 4 →Mar 6, 11:51 am ESTNeil P. Ramsey10% Owner3,335,428$10.50$35,021,9945,714,311+140% plan?
Mar 4, 2015 PForm 4 →Mar 6, 11:43 am ESTd.Quant Special Opportunities Fund, LP10% Owner3,335,428$10.50$35,021,9945,714,311+140% plan?
Mar 4, 2015 PForm 4 →Mar 5, 1:27 pm ESTR Bradley ForthEVP, CFO, Secretary47,708$10.50$500,934298,961+19.0% plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Dec 30, 2016 DForm 4 →Jan 4, 2017, 4:54 pm ESTHoward SteinbergGeneral Counsel65,306——0—
Dec 30, 2016 DForm 4 →Jan 4, 2017, 4:53 pm ESTMarc D. GalliganChief Risk Officer32,653——0—
Dec 30, 2016 DForm 4 →Jan 4, 2017, 4:53 pm ESTMichael SzymanskiCEO & President, Director163,265——0—
Dec 30, 2016 DForm 4 →Jan 4, 2017, 4:53 pm ESTNisha MotaniActing CFO & Chief Acctg. Ofc.32,653——0—
Dec 30, 2016 DForm 4 →Jan 4, 2017, 4:52 pm ESTGregory Paul BarrettHead Client Rels & Bus Dev100,000——0—
Jun 1, 2015 AForm 4 →Jun 3, 5:09 pm EDTDonna BlankChief Financial Officer50,000——50,000—
Mar 17, 2015 AForm 4/A →May 21, 2018, 3:18 pm EDTChristian ZugelChief Investmt Officer & Chmn, Director, 10% Owner5,600,000——700,000—
Mar 17, 2015 AForm 4 →Sep 7, 2017, 3:10 pm EDTChristian ZugelChief Investmt Officer & Chmn, Director5,600,000——700,000— late
Mar 17, 2015 AForm 4 →Mar 19, 8:44 pm EDTDon S. ChoeChief Technology Officer65,306——65,306—
Mar 17, 2015 AForm 4 →Mar 19, 8:43 pm EDTHoward SteinbergGeneral Counsel65,306——65,306—
Mar 17, 2015 AForm 4 →Mar 19, 8:42 pm EDTPaul McDadeChief Financial Officer65,306——65,306—
Mar 17, 2015 AForm 4 →Mar 19, 8:40 pm EDTMarc D. GalliganChief Risk Officer32,653——32,653—
Mar 17, 2015 AForm 4 →Mar 19, 8:40 pm EDTMichael SzymanskiCEO & President, Director163,265——163,265—
Mar 17, 2015 AForm 4 →Mar 19, 8:39 pm EDTChristian ZugelChief Investmt Officer & Chmn, Director5,600,000——70,000— amended