SEC Form 4 · accession 0001140361-15-011892
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Bruce Cameron
Officer — Chairman · Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001F1 | Mar 12, 2015 | P | 21,000 | $10.496 | A | 21,000 | I | By Wife |
| Class A Common Stock, par value $.0001F2 | holding | — | — | — | 663,442 | I | By Broad Hollow Investors LLC | |
| Class A Common Stock, par value $.0001F2 | holding | — | — | — | 28,125 | I | By Broad Hollow LLC | |
| Class A Common Stock, par value $.0001 | holding | — | — | — | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Cameron is the husband of the holder of the shares and has voting and dispositive power over the shares.
- F2Tartan Farm Corp. is the managing member of Broad Hollow LLC and Broad Hollow Investors LLC. Mr. Cameron is the President of Tartan Farm Corp. and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest in the shares.