SEC Form 4 · accession 0000914760-16-000482
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Daniel Burke
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 4, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001F1,F2 | Nov 1, 2016 | A | 24,777 | $0.00 | A | 35,091 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to Restricted Stock Units ("RSU").
- F2Includes 10,314 RSUs that are expected to vest on April 21, 2017 and 24,777 RSUs that are expected to vest on November 1, 2017.