SEC Form 4/A · accession 0001094891-18-000029
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ramguard LLC
10% Owner
Period of report
Sep 5, 2017
Accepted (ET)
Jan 16, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 5, 2017 | S | 6,500,000 | $4.10 | D | 2,707,056 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share.