SEC Form 4 · accession 0001140361-15-012681

ZAIS Group Holdings, Inc. · ZAIS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 17, 2015

Accepted (ET)

Mar 19, 2015 · 5:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001562214

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $.0001^F1	Mar 17, 2015	P	12,836	$0.0059	A	33,836	I	By Wife
Class A Common Stock, par value $.0001^F2	Mar 17, 2015	S	374,318	$0.0059	D	289,124	I	By Broad Hollow Investors LLC
Class A Common Stock, par value $.0001^F3	Mar 17, 2015	P	81,210	$0.0059	A	81,210	I	As trustee of Foote Family Education Trust dated February 18, 2015
Class A Common Stock, par value $.0001	Mar 17, 2015	S	15,000	$0.0059	D	15,000	D
Class A Common Stock, par value $.0001^F2	holding	—	—		—	28,125	I	By Broad Hollow LLC

No Table II lines on this filing.

F1Mr. Cameron is the husband of the holder of the shares and has voting and dispositive power over the shares.
F2Tartan Farm Corp. is the managing member of Broad Hollow LLC and Broad Hollow Investors LLC. Mr. Cameron is the President of Tartan Farm Corp. and has voting and dispositive power over the shares. Mr. Cameron discalms beneficial ownership of the shares, except to the extent of his pecuniary interest in the shares.
F3Mr. Cameron is the trustee of the holder of the shares and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares.