SEC Form 4 · accession 0000914760-15-000162
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Bruce Cameron
Director
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001F1 | Apr 30, 2015 | A | 10,000 | $0.00 | A | 25,000 | D | |
| Class A Common Stock, par value $.0001F2 | holding | — | — | — | 33,836 | I | By Wife | |
| Class A Common Stock, par value $.0001F3 | holding | — | — | — | 289,124 | I | By Broad Hollow Investors LLC | |
| Class A Common Stock, par value $.0001F4 | holding | — | — | — | 81,210 | I | As Trustee of Foote Family Education Trust dated February 18, 2015 | |
| Class A Common Stock, par value $.0001F3 | holding | — | — | — | 28,125 | I | By Broad Hollow LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to Restricted Stock Units that are expected to vest on April 30, 2016.
- F2Mr. Cameron is the husband of the holder of the shares and has voting and dispositive power over the shares.
- F3Tartan Farm Corp. is the managing member of Broad Hollow LLC and Broad Hollow Investors LLC. Mr. Cameron is the President of Tartan Farm Corp. and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest in the shares.
- F4Mr. Cameron is the trustee of the holder of the shares and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares.