SEC Form 4 · accession 0001144204-17-015909
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Szymanski
Officer — CEO & President · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001 | Mar 17, 2017 | F | 60,680 | $2.28 | D | 102,585 | D |
Table II — derivative securities
No Table II lines on this filing.