SEC Form 4 · accession 0001144204-17-057070
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Guenther
Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001F1 | Nov 7, 2017 | A | 13,488 | $0.00 | A | 79,652 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 21,073 Restricted Stock Units ("RSUs") that are expected to vest on May 9, 2018 and 13,488 RSUs that are expected to vest on November 7, 2018.