SEC Form 4 · accession 0001140361-15-010889
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Bradley Forth
Officer — EVP, CFO, Secretary
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001 | Mar 6, 2015 | P | 5,000 | $10.50 | A | 303,961 | D |
Table II — derivative securities
No Table II lines on this filing.