SEC Form 4 · accession 0001140361-15-012682
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seymour A. Newman
Officer — Chief Operating Officer
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001 | Mar 17, 2015 | S | 33,778 | $0.0059 | D | 18,222 | D |
Table II — derivative securities
No Table II lines on this filing.