SEC Form 4 · accession 0001094891-17-000233
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ramguard LLC
10% Owner
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 5, 2017 | S | 6,500,000 | $4.00 | D | 2,707,056 | D |
Table II — derivative securities
No Table II lines on this filing.