Form4insider filings, from the source

Company · CIK 0001321741 · Nasdaq

GLADSTONE INVESTMENT CORPORATION\DE · GAIN

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $2.6M · 15sales $1.9M · 3net $673k
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMar 2015Feb 2017Jan 2019Nov 2020Oct 2022Sep 2024Aug 2026

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Aug 18, 2026 PForm 4 →Aug 19, 10:26 am EDTTaylor RitchieChief Financial Officer1,500$16.20$24,3004,353+52.6%10b5-1
Dec 12, 2018 PForm 4 →Dec 12, 4:14 pm ESTDavid A R DullumPresident1,400$9.90$13,86093,216+1.52% plan?
Nov 8, 2018 PForm 4 →Nov 13, 8:16 am ESTDavid A R DullumPresident5,600$9.94$55,66491,816+6.50% plan? late
Nov 8, 2018 PForm 4 →Nov 9, 12:29 pm ESTJulia RyanChief Financial Officer1,500$9.98$14,9701,500— plan?
Mar 5, 2018 PForm 4 →Mar 6, 4:14 pm ESTDavid A R DullumPresident5,000$9.56$47,80086,216+6.16% plan?
Nov 28, 2017 PForm 4 →Nov 29, 11:29 am ESTWalter H WilkinsonDirector5,730$10.84$62,11314,416+66.0% plan?
Jun 14, 2017 PForm 4 →Jun 16, 11:19 am EDTDavid GladstoneCEO, Director24,000$9.25$222,028645,973+3.86% plan?
Mar 13, 2017 PForm 4 →Mar 15, 3:37 pm EDTDavid GladstoneCEO, Director5,000$8.70$43,484621,973+0.81% plan?
Mar 9, 2017 PForm 4 →Mar 13, 3:46 pm EDTDavid A R DullumPresident9,000$8.65$77,81281,216+12.5% plan?
Mar 6, 2017 SForm 4/A →Jun 12, 2018, 2:47 pm EDTTerry Lee BrubakerChief Operating Officer, Director104,936$9.18$963,31343,711−70.6% plan?
Mar 6, 2017 SForm 4 →Mar 8, 9:41 am ESTTerry Lee BrubakerChief Operating Officer, Director104,936$9.18$963,31334,979−75.0% plan? amended
Mar 3, 2017 SForm 4 →Mar 6, 4:34 pm ESTTerry Lee BrubakerChief Operating Officer, Director59,963$9.20$551,664139,915−30.0% plan?
Nov 7, 2016 PForm 4 →Nov 8, 1:16 pm ESTDavid A R DullumPresident4,000$7.65$30,60073,565+5.75% plan?
Aug 12, 2016 SForm 4 →Aug 16, 3:55 pm EDTTerry Lee BrubakerChief Operating Officer, Director49,414$8.73$431,458198,864−19.9% plan?
Feb 8, 2016 PForm 4 →Feb 9, 10:32 am ESTDavid A R DullumPresident5,000$6.69$33,45069,565+7.74% plan?
Dec 14, 2015 PForm 4 →Dec 15, 2:59 pm ESTDavid GladstoneCEO, Director90,000$7.53$677,700616,973+17.1% plan?
Jun 15, 2015 PForm 4 →Jun 16, 5:01 pm EDTDavid GladstoneChief Executive Officer, Director158,500$7.89$1,250,518526,973+43.0% plan?
Jun 1, 2015 PForm 4 →Jun 3, 11:28 am EDTCaren D MerrickDirector1,965$7.63$14,9931,965— plan?
Mar 13, 2015 PForm 4 →Mar 16, 1:10 pm EDTWalter H WilkinsonDirector6,750$7.39$49,8766,750— plan?

Reported at this company — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.