SEC Form 4 · accession 0001238284-17-000002
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Lee Brubaker
Officer — Chief Operating Officer · Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | S | 59,963 | $9.20 | D | 139,915 | D |
Table II — derivative securities
No Table II lines on this filing.