SEC Form 4 · accession 0001238279-16-000001
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A R Dullum
Officer — President
Period of report
Feb 8, 2016
Accepted (ET)
Feb 9, 2016 · 10:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2016 | P | 5,000 | $6.69 | A | 69,565 | D |
Table II — derivative securities
No Table II lines on this filing.