SEC Form 4 · accession 0000900199-15-000004
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gladstone
Officer — CEO · Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | P | 90,000 | $7.53 | A | 616,973 | D |
Table II — derivative securities
No Table II lines on this filing.