SEC Form 4 · accession 0001475246-17-000017
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter H Wilkinson
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | P | 5,730 | $10.84 | A | 14,416 | D |
Table II — derivative securities
No Table II lines on this filing.