Insider holders · CIK 0001321741
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| David GladstoneCEO | 645,973 | — | 645,973 | Jun 16, 2017 · 11:19 am EDT | Form 4 |
| David A R DullumPresident | 93,216 | 1,349 | 94,565 | Dec 12, 2018 · 4:14 pm EST | Form 4 |
| Terry Lee BrubakerChief Operating Officer | 43,711 | 0 | 43,711 | Jun 12, 2018 · 2:47 pm EDT | Form 4/A |
| Walter H WilkinsonDirector | 14,416 | — | 14,416 | Nov 29, 2017 · 11:29 am EST | Form 4 |
| Taylor RitchieChief Financial Officer | 4,353 | — | 4,353 | Aug 19, 2026 · 10:26 am EDT | Form 4 |
| Caren D MerrickDirector | 1,965 | — | 1,965 | Jun 3, 2015 · 11:28 am EDT | Form 4 |
| Julia RyanChief Financial Officer | 1,500 | — | 1,500 | Nov 9, 2018 · 12:29 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.