SEC Form 4 · accession 0001475246-18-000066
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia Ryan
Officer — Chief Financial Officer
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 8, 2018 | P | 1,500 | $9.98 | A | 1,500 | D |
Table II — derivative securities
No Table II lines on this filing.